.
| [Reprinted from The
Center Magazine, September-October 1976] |
In this Bicentennial year, we have a double obligation. One is to
examine as closely as possible, and to understand as clearly as
possible, the basic political principles on which this country was
founded. The other is to consider the problems that, two hundred years
later, remain for us as a nation to solve in the light and spirit of
those principles.
We must also consider - as the founding fathers did not consider - the
role of America as a leading nation and a dominant power in the world of
international affairs. In that larger world, two great revolutionary
documents are competing with each other. They are the Declaration of
Independence and the Communist Manifesto, and they symbolize the world's
division into opposing camps.
Detente may slow down the race between the rival forces in the field of
arms, but it does not resolve the conflict in the sphere of ideas.
When we use the words "democracy" and "Communism"
to symbolize the conflict between the revolutionary objectives of the
Declaration and the Manifesto, we tend to think the conflict is
irresolvable. We tend to think of the Declaration as calling for
revolutionary changes in the sphere of political rights, and the
Manifesto as calling for revolutionary changes in the sphere of property
rights and in the distribution of wealth, or economic goods.
In the political sphere, the Declaration, for the sake of liberty and
justice, lays down principles of government that are irreconcilably
opposed to any form of despotism or dictatorship, even the dictatorship
of the proletariat if that should be deemed necessary to achieve the
economic objectives of the Manifesto. And the Manifesto, for the sake of
equality and justice in the economic sphere, advocates despotic inroads
not only on property rights, but also on individual liberties, with
almost complete curtailment of freedom of enterprise.
As we examine this apparently irresolvable conflict, we must, in my
judgment, ask ourselves the following questions: Is it possible to
maximize the ideals of liberty and equality and do so without
sacrificing the claims of either one to the other? Is it possible to
realize the ideals of liberty and equality in both the political and.
the economic sphere?
If we give affirmative answers to these questions (as I will try to
show that we can), one further question remains: Which of the two
revolutionary documents contains, in its own terms and in the light of
the interpretations put upon them since the documents were written, the
principles that underlie the affirmative answers we seek? The answer to
this question, in my judgment, is the Declaration of Independence, not
the Communist Manifesto. I hope to be able to show that the Declaration,
as a pledge to the" future which has been partly fulfilled in the
last two hundred years, and which can be further fulfilled in the years
ahead, contains the principles by which we can reconcile just demands
for both liberty and equality in both the political and the economic
sphere. If, as I think, the Manifesto, as a pledge to the future, cannot
be fulfilled in its hope for the ultimate withering away of the state,
if the despotic regime associated with the dictatorship of the
proletariat must be perpetuated in order to preserve the economic
arrangements of Communism, then the Manifesto does not contain - in
itself or in its interpretation - the principles for reconciling liberty
and equality in both the political and the economic sphere.
I have in these introductory remarks summarized my conclusions for
which I shall now try to adduce persuasive rational support. I would
like to add here only one further point of clarification. It concerns my
use of the word "socialism" in contradistinction to the word "Communism:"
If, as I have claimed, Communism in the economic order is inextricably
connected with despotism in the political order, then political
democracy and economic Communism are unalterably irreconcilable. I
propose to use the word "socialism" in a sense that is not
synonymous with the sense we attach to the word "Communism."
There is ample historical justification - and there is even support in
the Communist Manifesto itself - for distinguishing modes of socialism
which, far from being identical with Communism, are opposed to it.
I will use the word "socialism" to name an ideal objective in
the economic sphere analogous to the ideal objective for which the term
"democracy" stands in the political sphere. So used, socialism
aims to establish liberty and equality in the economic sphere, as
democracy aims to establish liberty and equality in the political
sphere. Since the objectives of socialism can be achieved, in my
judgment, without employing the means proposed by the Communist
Manifesto, democracy and socialism are compatible, while democracy and
Communism are not.
Of course, the Declaration of Independence was not dedicated to the
establishment of either democracy or socialism as we now understand
those terms. In the eighteenth century, neither ideal had yet appeared
on the horizon. However, in Abraham Lincoln's interpretation of the
document as a pledge to the future, the Declaration does contain
principles implicit hi which are the ideals of democracy in the
political order and socialism in the economic order. That is why I think
we can say that, as competing revolutionary documents, the Declaration
should finally prevail over the Manifesto, not by force of arms, but-by
its fundamental tightness or soundness as a basis for the good life for
all men everywhere and for the establishment of the good society.
I have now laid all my cards on the table. I propose to play them in
the following order: (1)1 will begin with an interpretation of the
Declaration as a pledge to the future. I will also try to indicate the
steps by which we have so far fulfilled that pledge. (2) I will follow
that with a commentary on the Manifesto, with particular reference to
later additions by Nicolai Lenin and Nikita Khrushchev. (3) Then I will
attempt to indicate how the apparent conflict between liberty and
equality can be resolved, first, at the level of general principles;
next, in the political sphere; finally, in the economic sphere.
In conclusion, I will try to say what we, as Americans, must do both at
home and abroad if we wish the Declaration to prevail over the
Manifesto.
******
In the opening lines of its second paragraph, the Declaration sets
forth a number of basic and controlling principles. Four truths are
asserted: that all men are created equal; that they are endowed by their
creator with certain unalienable rights; that among these are life,
liberty, and the, pursuit of happiness; that, to secure these rights,
governments are instituted among men, deriving their just powers from
the consent of the governed.
I begin by commenting on the second and fourth of these propositions,
the one about unalienable rights, and the one about the purpose and
justice of civil government.
Civil government does not have to be instituted in order to endow men
with certain basic rights. Such rights are inherent hi human nature.
Being inherent, they are also unalienable: their existence, does not
depend upon constitutional provisions or legal enactments. But the fact
that these rights are unalienable does not mean that they are
inviolable. When men are murdered, their right to life is violated; when
they are enslaved, their right to liberty is violated.
In a state of nature or anarchy, the individual would have to use his
own power to protect his rights from threats by other individuals. Civil
government saves the individual from recourse to self-help for the
protection of his rights. And civil government is just in its origin
only if it is instituted to secure - protect, safeguard, or enforce -
these rights.
As a matter of fact, governments are not always just in their origin or
institution. Some are imposed by force; some are tyrannies or despotisms
which, far from securing these rights, violate or transgress them. It is
by reference to these basic unalienable rights that governments can be
measured for their justice or injustice.
That, however, is not the only criterion of the justice and legitimacy
of government. The Declaration calls our attention to another: that a
just government derives its powers from the consent of the governed.
Without such authorization, a government's power is nothing but coercive
force.
"Consent of the governed" does not mean the consent of all
who are in fact subject to government, for infants and resident aliens
are subject to government and their consent need not be sought. It means
the consent of all who are capable of giving or withholding consent, or
all who should be expected to do so. No one capable of giving or
withholding consent is justly governed unless the form of government
under which he lives is one to which he has freely given his consent.
The principle of consent of the governed defines the essence of
constitutional government, as well as its justice and legitimacy.
It is this understanding of consent of the governed which Lincoln
expressed in the first of his three prepositional phrases - government
of, by, and for the people. There is no
difficulty in understanding "government by the people." But "government
of the people" is seldom properly understood. It does not mean what
it is so often taken to mean: that the people are the subjects of
government - those who are in fact being governed - for then government
of the people would apply to despotic as well as to constitutional
government. That little word "of" must be interpreted in the
possessive sense of the preposition, as when we say "la plume
de ma tante" - "the pen of my aunt."
Thus interpreted, a government of the people means the people's
government - government that derives its existence, its authority, and
its legitimacy from their having constituted it. Understood in this way,
we realize that the government is not in Washington. What is there is
only the administration of our government by its officeholders. The
government that is ours resides with us, we who are the citizens and
constituents of it, we who are the permanent and principal rulers. The
officeholders - citizens in public office only for the time being - are
the transient and instrumental rulers. They serve us. When we
periodically change these officeholders, we do not change our government
for another, but only one administration of government for another. When
we impeach an officeholder, we do not overthrow the government. We
merely remove from office a magistrate who has exceeded the authority
constitutionally vested in his office and who wanted to be above the
law.
The second paragraph of the Declaration throws more light on the
consent of the governed. It says that when a government either fails to
secure basic human rights or violates them, the people have a right and
a duty to alter or abolish that government and replace it by another
which does what a government should do. This right derives from the
people's right to liberty - their right to be governed as free men and
women, not as slaves or subjects. Their duty derives from their
obligation to make good lives for themselves in, the pursuit of
happiness. When that pursuit is impeded or frustrated by tyrannical or
despotic government, the exercise of this right and duty involves the
withdrawal of their consent.
Such withdrawal goes far beyond civil dissent which, when it is
lawfully exercised, is dissent within the boundaries of consent.
Withdrawal of consent, in resistance to tyranny or despotism, may be
accompanied by resort to force and arms in a violent uprising. As long
as we do not withdraw our consent by such, action, we are tacitly giving
our consent, even though we may wish to alter the laws and policies or
amend the constitution Of the government. By not withdrawing our consent
we seek to achieve those alterations or reforms without resorting to
force or violence.
******
The question that remains to be answered about the principle of
constitutional government - a government of the people, a people's
government - is: Who are the people? Is it the whole population, or only
a part of it?
I will address this question after examining the other two assertions
in the opening lines of the second paragraph of the Declaration.
I turn first to the proposition that all men are created equal, or what
I regard as an equivalent statement - that all men are by nature equal.
What is being asserted here is that no human being is more or less human
than another. They are equal in their humanity. They all share or
participate in the same specific human nature. Thus, they all have the
same species-specific properties or powers, even though one person may
have them to a higher or lower degree than another.
The many natural inequalities among human beings arise from these
differences in the degree to which they possess the same human traits or
properties. In other words, men are not only naturally equal as members
of the same species; they are also unequal in their natural endowments
and individual differences as human beings. So, there is no
incompatibility between the assertion that all men are by nature equal
and the assertion that they are also by nature unequal.
It would be a mistake to underestimate the importance of that one
respect in which all, without exception, are equal. The equality they
possess through their common humanity establishes their equal dignity as
persons. More important still is the fact that from their equality as
human beings flows their equal possession of the unalienable rights that
are inherent in their common human nature and that constitute their
dignity as persons.
The Declaration's assertion about unalienable rights enumerates life,
liberty, and the pursuit of happiness. The enumeration is not to be
taken as complete or exhaustive. The Declaration uses the phrase "among
these rights." Other rights exist even though they are not
mentioned here. And even rights not recognized at the time of the
Declaration may, in the course of time, come to be recognized as
unalienable or inherent human rights.
A second point that requires close attention is the phrase "the
pursuit of happiness." In John Locke's enumeration of natural
rights, the basic triad was life, liberty, and property; or life,
liberty, and estates. Thomas Jefferson substituted "the pursuit of
happiness" for property and estates. In so doing, he raised a
question about the relation of the third element in the triad to the
other two. The right to property or estates is coordinate with the right
to life and liberty. But the pursuit of happiness is not coordinate or
on the same level with the other two. George Mason, a fellow Virginian,
had spoken of "the pursuit and attainment of happiness."
Jefferson wisely dropped the words "and attainment."
My principal concern is with the meaning of the word "happiness."
In the tradition of Western thought, there are two main conceptions of
happiness, radically different and irreconcilably opposed. In both
conceptions, happiness is an ultimate objective. It is something sought
for its own sake, not as a means to some further good beyond itself. In
both conceptions, a man is happy who has everything that he desires; he
desires nothing more. But in one of the two conceptions - the one that
predominates hi modern times--happiness as an ultimate goal is a
terminal end. This means that happiness is a goal that can be reached
and enjoyed at one or another moment in the course of a life. The
individual is deemed happy whenever,-at a given tune, he has satisfied
all the desires he happens to have at that time. Accordingly, he may
experience happiness at one moment, be unhappy at some later moment when
his desires are frustrated or unfulfilled, and again become happy at a
still later moment.
In the other conception, which prevailed in antiquity and the Middle
Ages, happiness as an ultimate objective is not a terminal goal, but
only a normative end. Happiness is conceived as the goodness of a whole
human life and, therefore, as something which cannot be experienced or
enjoyed at any moment during the course of a lifetime. A good life is
one enriched by the possession of all the things that are really good
for a human being to have. A good life, as the end that human beings
should seek, is normative; it sets the standard by which the
individual's actions should be judged morally according as they promote
or impede the individual's achievement of the end.
The introduction of the words "good" and "should seek"
calls attention to another, even more fundamental, difference between
these two conceptions of happiness. In the modern conception of
happiness, there is no reference to "good" or "ought."
Happiness is conceived hi purely psychological or nonmoral terms. It
involves no distinction between what men do in fact desire and what they
ought to desire. In this view, happy is the man who, at any given
moment, has all that he desires, regardless of what his desires may be -
good or bad, right or wrong.
In contrast, the ancient conception of happiness is not psychological
at all; it is a purely ethical conception of the good life. It
distinguishes between good and bad desires or right and wrong desires.
As Saint Augustine puts it,4iappy is the- man who, in the course of a
lifetime, has satisfied all his desires, provided he desire nothing
amiss.
Aristotle said that a good life is one lived in accordance with moral
virtue. Moral virtue consists in-the habitual disposition to desire
nothing amiss - to act on right desires, and to avoid acting on wrong
ones.
A useful distinction here is between natural human needs and individual
human wants, Needs are desires which are inherent in human nature. They
are the same for all human beings everywhere and at all tunes. Wants are
desires which arise in individuals as a result of the particular
circumstances of their own lives. One individual's wants are likely to
differ from another's, and the differences in their wants are likely to
bring them into conflict with each other.
Needs, as Lord Keynes observed, are desires so basic that they exist
without regard to what is offered in the marketplace and without an
individual's comparing his own condition or possessions with those of
others. In contrast, wants are desires that are induced by what is
offered in the marketplace and are augmented and intensified by an
individual's comparing what he has with the possessions of others: Needs
are absolute; wants are relative. Needs are desires that may or may not
be consciously felt; wants are always consciously felt desires.
Almost all of us want things that we do not need, and fail to want
things that we do need. Needs are always right desires; there can be no
"wrong" needs. But there can be wrong of misguided wants. What
we want may be something either rightly or wrongly desired, whereas
anything we need is something rightly desired. A man never needs
anything that is not really good for him to have. But he certainly can
and often does want things that are not really good for him.
Happiness, then, consists in having all the real goods that are rightly
desired because they are things every human being needs to lead a good
life. To desire nothing amiss is to seek the satisfaction of all of
one's needs and the gratification of only such wants as do not frustrate
the satisfaction either of one's own needs or of the needs of others.
We can now see which conception of happiness makes the Declaration's
assertion about the pursuit of happiness true rather than false. If
happiness consisted in each individual getting what he wanted,
government could not secure rights that enabled each individual to
strive for happiness, since one person's wants may and often do conflict
with the wants of others. Also, government would be involved in
facilitating the satisfaction of wrong desires as well as right desires,
without any differentiation between them.
Only on the ethical conception of happiness can government try to
provide all its human members with the external conditions they require
in order to make good lives for themselves. The actual attainment of
happiness, the actual achievement of a good life, is beyond the power of
government to provide, because such factors as moral virtue are
involved, and these are internal - within the power of the individual.
All that a government can do, negatively, is prevent individuals or
corporations from doing anything that impedes or frustrates the pursuit
of happiness by others, and, positively, provide political, economic,
and social conditions that facilitate the pursuit of happiness by all.
So, pursuit of happiness stands in a very special relation to life,
liberty, and all other natural rights. The pursuit of happiness - the
making of a good life - is the normative end for which all the things to
which a person has a natural right are the indispensable means. Strictly
speaking, we have a duty, not a right, to pursue happiness, to make good
lives for ourselves. Precisely because this is our fundamental moral
obligation, we have a right to everything we need to pursue happiness;
we have a right to every real good that is a component of a good life as
a whole.
The foregoing statement must be qualified. There are certain real
goods, which are indispensable to the pursuit of happiness, such as
moral virtue, to which it would be meaningless to claim a right, because
they are entirely within our own power to possess or not possess. The
only real goods to which we have a natural right are those that are
within the power of civil government to provide or secure, such as the
right to life or the right to liberty. These are external goods like
liberty or wealth, not internal goods like virtue or knowledge.
In summary, human beings, since they are morally obligated to engage in
the pursuit of happiness, have unalienable rights to life, to liberty,
and to all the other external goods that they need in this effort and
that a civil government can provide or secure.
******
I have several times referred to the principles of the Declaration as a
pledge to the future. How and to what extent has that pledge been
fulfilled?
If the pledge had not in some measure already been fulfilled, the
Declaration could not compete today with the Manifesto on a global
scale; the political liberty guaranteed by constitutional government
could not win out against the economic welfare that socialist programs
offer those in dire poverty and suffering serious deprivation in the
Third and Fourth Worlds. However, the pledge implicit in the principles
of the Declaration has been largely fulfilled in the political sphere.
In some measure it has been fulfilled in the economic sphere. That work
of fulfillment - accomplished mainly in this century - is far from
complete.
In the political sphere, the fulfillment of the pledge implicit in the
proposition that all men are by nature equal and consequently equal in
their possession of natural rights began with the abolition of slavery.
It has continued with the advances which have been made toward truly
universal suffrage. Now all capable of giving consent and of
participating in government may do so. Our government has finally become
what it was not at the beginning, but what it had to become in order to
be fully just - a constitutional democracy.
In the economic sphere, the fulfillment of the pledge implicit in the
principle that a just government must secure rights to the external
goods or conditions that human beings need to pursue happiness did not
begin until this century. It began with the economic reforms of Theodore
Roosevelt (for which, by the way, T.R. was denounced as a socialist); it
was carried forward by Woodrow Wilson; and it was greatly extended by
Franklin Roosevelt in the New Deal which created the mixed economy and
the welfare state of socialized capitalism.
Our eighteenth-century Bill of Rights - the first ten amendments to the
Constitution- was concerned with rights only in the political sphere,
mainly the natural right to liberty. It was not, until the twentieth
century that economic rights were acknowledged to be as indispensable as
the rights to life and liberty.
The formal declaration of those economic rights was made in 1944, in
Roosevelt's State of the Union address. Here is how Roosevelt introduced
what he called a second Bill of Rights:
"This Republic had its beginning, and grew to its
present strength, under the protection of certain inalienable
political rights - among them the right of free speech, free press,
free worship, trial by jury, freedom from unreasonable searches and
seizures. They were our rights to life and liberty. As our nation has
grown in size and stature, however - as our industrial economy
expanded - these political rights proved inadequate to assure us
equality in the pursuit of happiness.
"We have come to a clear realization of the fact that true
individual freedom cannot exist without economic security and
independence. 'Necessitous men are not free men.' People who are
hungry and out of a job are the stuff of which dictatorships are made.
In our day these economic truths have become accepted as self-evident.
We have accepted, so to speak, a second Bill of Rights under which a
new basis of security and prosperity can be established for all -
regardless of station, race, or creed."
Roosevelt asked Congress to implement by law these economic rights:
- "The right to a useful and remunerative job in the
industries or shops or farms or mines of the nation.
- "The right to earn enough to provide adequate food and
clothing and recreation.
- "The right .of every farmer to raise and sell his products
at a return which will give him and his family a decent living.
- "The right of every businessman, large and small, to trade
in an atmosphere of freedom from unfair competition and domination
by monopolies at home or abroad.
- "The right of every family to a decent home.
- "The right to adequate medical care and the opportunity to
achieve and enjoy good health.
- "The right to adequate protection from the economic fears of
old age, sickness, accident, and unemployment.
- "The right to a good education."
(A substantially similar enumeration of economic rights is set forth in
Articles 23 through 27 of the United Nations' Universal Declaration of
Human Rights.)
During Roosevelt's time, the Supreme Court held that Congress had not
exceeded its authority to enact legislation to promote the general
welfare, which was conceived as the economic welfare of the people, and,
as such, indispensable to the pursuit of happiness.
******
The Communist Manifesto contains nothing like the statement of
principles in the Declaration involving the notions of liberty and
equality, justice and rights. In fact, with the exception of freedom,
none of these notions appears in the Manifesto. Later Marxist literature
- especially an important commentary on the Manifesto, Lenin's
The State and Revolution - heaps scorn on equality, justice, and
rights as typically bourgeois notions that have no relevance to the
ideal society that will be achieved in the last stage of/ the
revolution. But freedom is referred to in the last sentence of Chapter
II of the Manifesto: "In place of the old bourgeois society, with
its classes and its class antagonisms, we shall have a society in which
the free development of each is the condition of the free development of
all."
According to the Manifesto, the ideal of freedom will be fully realized
only in the ultimate, not the penultimate, stage of the revolution -
only when the revolution passes beyond the dictatorship of the
proletariat to the withering away of the state.
In the paragraph immediately preceding the above paragraph, the
Manifesto says this quite plainly: in the first stage of the revolution,
the proletariat will overthrow the bourgeois by force and "make
itself the ruling class." The Communist countries of the world
represent the achievement of that first stage, in which the dictatorship
of the proletariat, as a ruling class, operates through the Communist
Party as its political organ. If the revolution were to stop there, the
freedom mentioned by the Manifesto would be entirely a pledge to the
future - a future which will come about, according to Karl Marx, only
when the proletariat "will have abolished its own supremacy as a
class," and the Communist Party will cease to function as a
political dictator.
I must say, simply and plainly, I do not think that pledge to the
future will ever be fulfilled. Defenders of the Manifesto may point out
that I have acknowledged it took almost two hundred years to fulfill, in
whole or in part, the pledge implicit in the Declaration. Why should we
not allow a similar length of time for the Manifesto to fulfill its
pledge, in another hundred years, more or less? My answer rests on my
philosophical conviction that the Manifesto's pledge will never be
fulfilled, given endless time, because it cannot be.
It envisages a Utopian impossibility - a society of human beings living
harmoniously and freely with one another in the absence of any
government which exercises coercive force to secure the rights of
individuals against their infringement by others. It envisages men
living peacefully, freely, and happily in a state of anarchy.
The philosophical arguments against the anarchic society as an
alternative to civil society under civil government are, in my judgment,
irrefutable. They support the truth of the Declaration's proposition
that civil government must be instituted to secure human rights, among
which is the right to political liberty and individual freedom. If that
proposition is true, then its contradictory - the proposition advanced
by the Manifesto - must be false.
Although the Declaration's pledge to the future is not yet completely
fulfilled, there is no intrinsic reason why it cannot be.
If we reject the Manifesto's hope for anarchic freedom, then the
present stage of the Communist revolution is really its ultimate, not
its penultimate, stage. This means that the dictatorship of the
proletariat, through the despotism of the Communist Party, will continue
as long as it is needed to enforce and carry out the economic reforms
advocated in the Manifesto. That being the case, the Manifesto cannot
compete with the Declaration in the political sphere. Devoid of a
fulfillable pledge to the future, its endorsement of a dictatorial or
despotic regime as a political necessity means the nullification of the
right to liberty. Furthermore, there is no political equality between
citizens who are members of the Party and those who are not. The latter
might just as well be disfranchised because their suffrage remains
politically ineffectual.
In the economic sphere, the Manifesto, adhering to the goal of
socialism to be achieved by Communist means, offers a program to
establish economic equality and to secure the economic rights of every
individual. Here, the principles of the Manifesto need not be read as a
pledge to the future; they are in large measure operative now.
Though the Manifesto does not use the word "justice," that
concept lies behind words it does use, such as "exploitation"
and "unearned increment." The injustices connoted by those
terms are to be removed by the abolition of the private ownership of the
means of production, which is the basic economic principle of the
Manifesto. All means of production, or capital instruments, will be
operated by the state. This transfer of property to the state
concentrates economic along with political power in the bureaucratic
organs of the state, and results in the totalitarianism that Alexis de
Tocqueville feared would arise from the effort to achieve an equality of
conditions. Tocqueville thought that the striving for equality,
especially economic equality, would diminish or destroy liberty,
especially political liberty.
The Manifesto is silent with regard to the distribution of economic
goods. For that, we must go to Marx's Critique of the Gotha Program,
which states the principle, of distribution: "From each according
to his abilities; to each according to his needs." That principle
is reiterated by Lenin and is enshrined in the Soviet Constitution.
If - and this is a large "if"- if the word "needs"
is here used in the same sense that I have assigned to it - i.e.,
desires that are truly needs, not wants; desires that are inherent in
human nature and so are the same for each and every human being - then
the formula "to each according to his needs" outlines a
program for fulfilling economic rights, rights to a share of economic
goods, that is substantially similar to Roosevelt's bill of economic
rights and the U.N.'s Declaration of Human Rights.
The economic equality that is aimed at by socialism, whether it is
achieved by the Communist program or by reforms introduced by socialized
capitalism, consists in every human being's having what any human being
needs in the sphere of economic goods in order to live a decent human
life.
Socialism and democracy are compatible only if the goals of socialism -
the welfare state and economic equality - can be achieved without
abolishing private ownership of the means of production and without
concentrating economic as well as political power in the central
government of a totalitarian state. To show that a constitutional
democracy in the political sphere can also be a socialist democracy in
the economic sphere, it is necessary to show that equality in both
spheres is compatible with liberty in both. That is what I now propose
to do.
******
What is most characteristic of our century - all over the world as well
as in our country - is the drive toward what Tocqueville called "an
equality of conditions," which goes far beyond all forms of
political equality to an equality of economic conditions, an equality in
standards of living and in quality of life. Even in the United States -
though less so than hi England and on the Continent - the dominant
confrontation is between the rich and the poor. In the world as a whole,
there is an even more threatening confrontation between the rich and the
poor nations. In the United States, we have seen, for the first time, a
society which has a privileged majority and an oppressed and deprived
minority. But in the world as a whole, a vast, overwhelming majority
lives under conditions of extreme deprivation alongside a very small,
privileged minority concentrated in the developed countries.
Liberty and equality have traditionally been thought incompatible. To
maximize one, it has been thought, leads to encroachment on the other.
Alexis de Tocqueville, John Calhoun, William Sumner, and others feared
that the demand for an equality of economic conditions would inevitably
result in the sacrifice of political liberty and freedom of enterprise.
Others, however, held that unlimited freedom of enterprise in the
economic sphere - stressing only an equality of opportunity -- must
result in a serious inequality of conditions, with many suffering
poverty, deprivation, and destitution.
In contemporary writings on the subject, many share the fears of
Tocqueville, Calhoun, and Sumner that attempts to establish an
egalitarian economy, or to enforce an equality of economic conditions,
will require the exercise of despotic or dictatorial political power and
lead to the demise of constitutional democracy and the loss of political
liberty.
I think these fears are not justified. Liberty and equality are not
incompatible. Constitutional democracy and political liberty need not be
sacrificed in order to secure economic rights for all.
The solution of the problem is clear in principle, once we recognize
that neither liberty nor equality is the sovereign value to be
protected. It is justice that is sovereign. When justice regulates our
attempt to maximize liberty and equality; both can be achieved as fully
as they should be.
Men should have only as much liberty as justice allows, only as much as
the individual can use without injuring others or the community itself.
Likewise, men should have only as much equality as justice requires,
only as much equality in the conditions of their lives as they need in
order to lead decent human lives. As much liberty as justice allows is a
limited liberty that does no injury to others. As much equality as
justice requires is a limited equality, an equality only in the things
to which all men have an equal right. When liberty arid equality are
thus limited by Justice, they cease to be incompatible with one another.
There is no difficulty about understanding a limited as opposed to an
unlimited liberty. But what is meant by a limited equality?
Since political equality is easier to think about than economic
equality, let us begin with that. Men are politically equal when they
enjoy an equality of political status - the equality of citizenship with
suffrage - even though this is accompanied by an inequality of political
power, as, for example, between citizens out of public office and
citizens in public office. Political equality exists when all are haves
in the sense of having basic political powers and rights, even though
among these haves, some have more and some have less power. Men
enfranchised and women disfranchised are politically unequal, as haves
and have-nots are unequal. But when both men and women are enfranchised,
those in office and those out of office are unequal only in the degree
of political power that all of them have.
Now how much economic equality does justice require"? It does riot
require that all have the same amount of money or income. That would not
only be more equality than justice requires, it would also be an
equality that could never be established; or, if ever established, it
could not be preserved for more than a single day.
Neither does justice require that all must be equal in getting whatever
they want in the form of economic goods. Justice requires the
satisfaction of needs, not wants.
A just economic equality, like a just political equality, consists in
securing rights - in this case, rights to the economic goods that men
need to lead decent human lives. There is a just economic equality when
all human beings have what they need, when all are haves and no one is
deprived or a have-not. A just economic equality exists in a society -
or in the world - when all citizens, or all peoples, are above the line
of deprivation with regard to things needed for a decent human life.
The establishment of a society in which all are haves and none are
have-nots does not preclude differences in degrees among the haves. Just
as in the political order, all have political liberty and power when all
are citizens with suffrage, even though citizens in public office may
have more political power than citizens out of office, so in the
economic order, when all are haves, some may have more economic goods
than they need to lead decent lives. Some may have more than others, but
all have enough.
Khrushchev added a principle of unequal distribution to Marx's
principle of equal distribution. To each according to his needs calls
for the economic equality that exists when everyone has what anyone
needs. But Khrushchev said, to each according to his contribution, and
that calls for differences in degree among the haves; some will have
more because they have contributed more, some will have less because
they have contributed less.
The second principle is no less a principle of justice than the first,
but it is strictly subordinate to the first. To say that those who
contribute more should, in justice, receive more than those who
contribute less must not be interpreted to mean that everyone who has
more than he needs or than others have is , necessarily an individual
who has justly earned that excess of wealth. But it is to say that
inequality in degrees of wealth can be justified if it occurs within the
framework of a basic equality in which all have what they need for a
decent human life.
Also, though justice does not require the elimination of differences in
degree among the haves, it does require that such residual economic
inequalities should not be allowed to result in the exercise of
illegitimate political power by those who have much more wealth than
they need and much more than their fellow citizens have.
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To sum up:
It is possible to achieve as much liberty and as much equality as men
should have without sacrificing either one to the other.
It is possible to realize the ideals of liberty and equality in both
the political and the economic sphere.
In their competition on the global scene, the Declaration should
prevail over the Manifesto because its principles are sounder and
because the pledge to the future inherent in those principles is more
capable of being fulfilled.
Only by meeting the demands of people everywhere for Both equality and
liberty in both the political and the economic sphere can the promise of
a good life and a good society for all human beings be fully realized.
, To take the lead in moving toward a realizable ideal, we Americans
must have a clear understanding of our own basic principles, be creative
in carrying forward the advances still needed to fulfill the pledge
inherent in those principles, and have the courage and integrity to
uphold the commitments those principles require us to honor in our
dealing with all the other peoples on the earth.
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