.
| [Reprinted from the
New York Review of Books, 27 February, 1969] |
These reflections were provoked by the events and debates of the last
few years, as seen against the background of the twentieth century.
Indeed this century has become, as Lenin predicted, a century of wars
and revolutions, hence a century of that violence which is currently
believed to be then- common denominator. There is, however, another
factor in the present situation which, though predicted by nobody, is of
at least equal importance. The technical development of implements of
violence has now reached the point where no political goal could
conceivably correspond to their destructive potential or justify their
actual use in armed conflict. Hence, warfare - since times immemorial
the final merciless arbiter in international disputes - has lost much of
its effectiveness and nearly all of its glamour. "The apocalyptic"
chess game between the superpowers, that is, between those that move on
the highest plane of our civilization, is being played according to the
rule: "If either 'wins' it is the end of both."[1] Moreover
the game bears no resemblance to whatever war games preceded it. Its "rational"
goal is mutual deterrence, not victory.
Since violence-as distinct from power, force, or strength - always
needs implements (as Engels pointed out long ago),[2] the
revolution in technology, a revolution in tool-making, was especially
marked in warfare. The very substance of violent action is ruled by the
question of means and ends, whose chief characteristic, if applied to
human affairs, has always been that the end is in danger of being
overwhelmed by the means, which it both justifies and needs. Since the
end of human action, in contrast with the products of fabrication, can
never be reliably predicted, the means used to achieve political goals
are more often than not of greater relevance to the future world than
the intended goals. Moreover, all violence harbors within itself an
element of arbitrariness; nowhere does Fortuna, good or ill luck, play a
more important role in human affairs than on the battlefield; and this
intrusion of the "Random Event" cannot be eliminated by game
theories but only by the certainty of mutual destruction. It seems
symbolic of this all-pervading unpredictability that those engaged in
the perfection of the means of destruction have finally brought about a
level of technical development where their aim, namely warfare, is on
the point of disappearing altogether.[3]
No one concerned with history and politics can remain unaware of the
enormous role violence has always played in human affairs; and it is at
first glance rather surprising that violence has so seldom been singled
out for special consideration.[4] (In the last edition of the Encyclopedia
of the Social Sciences "violence" does not even rate an
entry.) This shows to what extent violence and its arbitrary nature were
taken for granted and therefore neglected; no one questions or examines
what is obvious to all. Whoever looked for some kind of sense in the
records of the past was almost bound to look upon violence as a marginal
phenomenon. When Clausewitz calls war "the continuation of politics
with other means," or Engels defines violence as the accelerator of
economic development,[5] the emphasis is on political or economic
continuity, on continuing a process which is determined by what preceded
violent action. Hence, students of international relations have held
until very recently that "it was a maxim that a military resolution
in discord with the deeper cultural sources of national power could not
be stable," or that, in Engels's words, "wherever the power
structure of a country contradicts its economic development"
political power with its means of violence will suffer defeat.[6]
Today all these old verities about the relation of war and politics or
about violence and power no longer apply. We know that "a few
weapons could wipe out all other sources of national power in a few
moments,"[7] that biological weapons are devised which would enable
"small groups of individuals ... to upset the strategic balance"
and be cheap enough to be produced by "nations unable to develop
nuclear striking forces,"[8] that "within a very few years"
robot soldiers will have made "human soldiers completely obsolete,"[9]
and that, finally, in conventional warfare the poor countries are much
less vulnerable than the great powers precisely because they are "underdeveloped"
and because technical superiority can "be much more of a liability
than an asset" in guerrilla wars.[10]
What all these very uncomfortable novelties add up to is a reversal in
the relationship between power and violence, foreshadowing another
reversal in the future relationship between small and great powers. The
amount of violence at the disposal of a given country may no longer be a
reliable indication of that country's strength or a reliable guarantee
against destruction by a substantially smaller and weaker power. This
again bears an ominous similarity to one of the oldest insights of
political science, namely that power cannot be measured by wealth, that
an abundance of wealth may erode power, that riches are particularly
dangerous for the power and well-being of republics.
The more doubtful the outcome of violence in international relations,
the more it has gained in reputation and appeal in domestic affairs,
specifically in the matter of revolution. The strong Marxist flavor in
the rhetoric of the New Left coincides with the steady growth of the
entirely non-Marxian conviction, proclaimed by Mao Tse-tung, "Power
grows out of the barrel of a gun." To be sure, Marx was aware of
the role of violence in history, but this role was to him secondary; not
violence but the contradictions inherent in the old society brought
about its end. The emergence of a new society was preceded, but not
caused, by violent outbreaks, which he likened to the labor pangs that
precede, but of course do not cause, the event of organic birth.
In the same vein, Marx regarded the state as an instrument of violence
at the command of the ruling class; but the actual power of the ruling
class did not consist of nor rely on violence. It was defined by the
role the ruling class played in society, or more exactly, by its role in
the process of production. It has often been noticed, and sometimes
deplored, that the revolutionary Left, under the influence of Marx's
teachings, ruled out the use of violent means; the "dictatorship of
the proletariat" -- openly repressive in Marx's writings - came
after the revolution and was meant, like the Roman dictatorship, as a
strictly limited period. Political assassination, with the exception of
a few acts of individual terror perpetuated by small groups of
anarchists, was mostly the prerogative of the Right, while organized
armed uprisings remained the specialty of the military.
On the level of theory, there were a few exceptions. Georges Sorel, who
at the beginning of the century tried a combination of Marxism with
Bergson's philosophy of life - which on a much lower level of
sophistication shows an odd similarity with Sartre's current
amalgamation of existentialism and Marxism -- thought of class struggle
in military terms; but he ended by proposing nothing more violent than
the famous myth of the general strike, a form of action which we today
would rather think of as belonging to the arsenal of nonviolent
politics.
Fifty years ago, even this modest proposal earned him the reputation of
being a fascist, his enthusiastic approval of Lenin and the Russian
Revolution notwithstanding. Sartre, who in his Preface to Fanon's The
Wretched of the Earth goes much further in his glorification of
violence than Sorel in his famous Reflections on Violence --
further than Fanon himself whose argument he wishes to bring to its
conclusion -- still mentions "Sorel's fascist utterances."
This shows to what extent Sartre is unaware of his basic disagreement
with Marx on the question of violence, especially when he states that "irrepressible
violence ... is man recreating himself," that it is "mad fury"
through which "the wretched of the earth" can "become
men."
These notions are all the more remarkable since the idea of man
creating himself is in the tradition of Hegelian and Marxian thinking;
it is the very basis of all leftist humanism. But according to Hegel,
man "produces" himself through thought,[11] whereas for Marx,
who turned Hegel's "idealism" upside down, it was labor, the
human form of metabolism with nature, that fulfilled this function. One
may argue that all notions of man-creating-himself have in common a
rebellion against the human condition itself -nothing is more obvious
than that man, be it as a member of the species or as an individual,
does not owe his existence to himself - and that therefore what Sartre,
Marx, and Hegel have in common is more relevant than the specific
activities through which this non-fact should have come about. Still, it
is hardly deniable that a gulf separates the essentially peaceful
activities of thinking or laboring and deeds of violence. "To shoot
down a European is to kill two birds with one stone... there remains a
dead man and a free man," writes Sartre in his Preface. This is a
sentence Marx could never have written.
I quote Sartre in order to show that this new shift toward violence in
the thinking of revolutionaries can remain unnoticed even by one of
their most representative and articulate spokesmen.[12] If one turns the
"idealistic" concept of thought upside down one might arrive
at the "materialistic" concept of labor; one will never arrive
at the notion of violence. No doubt, this development has a logic of its
own, but it is logic that springs from experience and not from a
development of ideas; and this experience was utterly unknown to any
generation before.
The pathos and the élan of the New Left, their
credibility as it were, are closely connected with the weird suicidal
development of modern weapons; this is the first generation that grew up
under the shadow of the atom bomb, and it inherited from the generation
of its fathers the experience of a massive intrusion of criminal
violence into politics - they learned in high school and in college
about concentration and extermination camps, about genocide and torture,
about the wholesale slaughter of civilians in war, without which modern
military operations are no longer possible even if they remain
restricted to "conventional" weapons.
The first reaction was a revulsion against violence in all its forms,
an almost matter-of-course espousal of a politics of nonviolence. The
successes of this movement, especially with respect to civil rights,
were very great, and they were followed by the resistance movement
against the war in Vietnam which again determined to a considerable
degree the climate of opinion hi this country. But it is no secret that
things have changed since then, and it would be futile to say that only
"extremists" are yielding to a glorification of violence, and
believe, with Fanon, that "only violence pays."[13]
The new militants have been denounced as anarchists, red fascists, and,
with considerably more justification, "Luddite machine smashers."[14]
Their behavior has been blamed on all kinds of social and psychological
causes, some of which we shall have to discuss later. Still, it seems
absurd, especially in view of the global character of the phenomenon, to
ignore the most obvious and perhaps the most potent factor in this
development, for which moreover no precedent and no analogy exist - the
fact that, in general, technological progress seems in so many instances
to lead straight to disaster, and, in particular, the proliferation of
techniques and machines which, far from only threatening certain classes
with unemployment, menaces the very existence of whole nations and,
conceivably, of all mankind. It is only natural that the new generation
should live with greater awareness of the possibility of doomsday than
those "over thirty," not because they are younger but because
this was their first decisive experience in the world. If you ask a
member of this generation two simple questions: "How do you wish
the world to be in fifty years?" and "What do you want your
life to be like five years from now?" the answers are quite often
preceded by a "Provided that there is still a world," and "Provided
I am still alive."
To be sure, the recent emphasis on violence is still mostly a matter of
theory and rhetoric, but it is precisely this rhetoric, shot through
with all kinds of Marxist leftovers, that is so baffling. Who could
possibly call an ideology Marxist that has put its faith, to quote
Fanon, in "the classless idlers," believes that "in the
lumpenproletariat the rebellion will find its urban spearhead," and
trusts that the "gangsters light the way for the people"?[15]
Sartre in his great felicity with words has given expression to the new
faith. "Violence," he now believes, on the strength of Fanon's
book, "like Achilles' lance, can heal the wounds that it has
inflicted." If this were true, revenge would be the cure-all for
most of our ills. This myth is more abstract, further removed from
reality than Sorel's myth of a general strike ever was. It is on a par
with Fanon's worst rhetorical excesses, such as, "Hunger with
dignity is preferable to bread eaten in slavery." No history and no
theory are needed to refute this statement; the most superficial
observer of the processes in the human body knows its untruth. But had
he said that bread eaten with dignity is preferable to cake eaten in
slavery, the rhetorical point would have been lost.
If one reads these irresponsible and grandiose statements of these
intellectuals - and those I quoted are fairly representative, except
that Fanon still manages to stay closer to reality than most of them -
and if one looks at them in the perspective of what we know about the
history of rebellions and revolutions, it is tempting to deny their
significance, to ascribe them to a passing mood, or to the ignorance and
nobility of sentiment of those who are exposed to unprecedented events
without any means to handle them mentally, and who therefore have
revived thoughts and emotions which Marx had hoped to have buried
forever. For it is certainly nothing new that those who are being
violated dream of violence, that those who are oppressed "dream at
least once a day of setting" themselves up in the oppressor's
place, that those who are poor dream of the possessions of the rich,
that the persecuted dream of exchanging "the role of the quarry for
that of the hunter," and the last of the kingdom where "the
last shall be first, and the first last."[16]
The great rarity of slave-rebellions and of uprisings among the
disinherited and downtrodden is notorious; on the rare occasions when
they occurred it was precisely "mad fury" that turned dreams
into nightmares for everybody, and in no case, so far as I know, was the
force of mere "volcanic" outbursts, as Sartre states, "equal
to that of the pressure put on" the oppressed. To believe that we
deal with such outbursts in the National Liberation Movements, and
nothing more, is to prophesy their doom - quite apart from the fact that
the unlikely victory would not result in the change of the world (or the
system) but only of its personnel. To think, finally, that there is such
a thing as the "Unity of the Third World" to which one could
address the new slogan in the era of decolonization, "Natives of
all underdeveloped countries unite!" (Sartre) is to repeat Marx's
worst illusions on a greatly enlarged scale and with considerably less
justification.
There still remains the question why so many of these new preachers of
violence have remained unaware of their decisive disagreement with the
teachings of Karl Marx, or, to put it another way, why they cling with
such stubborn tenacity to concepts which are not only refuted by actual
events but are clearly inconsistent with their own politics. For
although the one positive political slogan the new movement has put
forth, the claim for "participatory democracy," which has
echoed around the globe and which constitutes the most significant
common denominator of the rebellions in the East and the West, derives
from the best in the revolutionary tradition - the council system, the
always defeated but only authentic outgrowth of all revolutions since
the eighteenth century - it cannot be found in nor does it agree, either
in word or in substance, with the teachings of Marx and Lenin, both of
whom aimed at a society in which the need for public action and
participation in public affairs would have "withered away,"
along with the state itself.
(It is true that a similar inconsistency could be charged to Marx and
Lenin themselves. Didn't Marx support and glorify the Paris Commune of
1871, and didn't Lenin issue the famous slogan of the Russian
Revolution, "All power to the Soviets"? But Marx thought of
the Commune not as a new form of government but as a necessarily
transitory organ of revolutionary action, "the political form at
last discovered under which to work out the economic emancipation of
labor," a form which, according to Engels, was identical with "the
dictatorship of the Proletariat." The case of Lenin is more
complicated. Still, it was Lenin who emasculated the Soviets and finally
gave all power to the Party.)
Because of its curious timidity in theoretical matters, which contrasts
oddly with its bold courage in practice, the slogan of the New Left has
remained in a declamatory stage, to be invoked like a charm against both
Western representative democracy, which is about to lose even its merely
representative function to the huge party machines that "represent"
not the party membership but its functionaries, and the Eastern
one-party bureaucracies, which rule out participation on principle. I am
not sure what the explanation of these inconsistencies will eventually
turn out to be; but I suspect that the deeper reason for this loyalty to
a typical nineteenth-century doctrine has something to do with the
concept of Progress, with the unwillingness to part with this notion
that has always united Liberalism, Socialism, and Communism, but has
nowhere reached the level of plausibility and sophistication we find in
the writings of Karl Marx. (For inconsistency has always been the
Achilles' heel of liberal thought; it combined an unswerving loyalty to
Progress with a no less strict refusal to look upon History in Marxian
and Hegelian terms, which alone could justify this belief.)
The notion that there is such a thing as Progress for mankind as a
whole, that it is the law which rules all processes in the human
species, was unknown prior to the eighteenth century and became an
almost universally accepted dogma in the nineteenth. The same idea both
informed Darwin's biological discoveries, whereby mankind owed its very
existence to an irrepressible forward movement of Nature, and gave rise
to the new philosophies of History, which, since Hegel, have understood
progress expressly in terms of organic development. Marx's idea,
borrowed from Hegel, that every old society harbors the seeds of its
successors as every living organism harbors the seeds of its offspring
is indeed not only the most ingenious but the only possible conceptual
guarantee for the sempiternal continuity of Progress in History.
To be sure, a guarantee which in the final analysis rests on not much
more than a metaphor is not the most solid basis to erect a doctrine
upon, but this, unhappily, Marxism shares with a great many other
doctrines in philosophy. Its great advantage becomes clear as soon as
one compares it with other concepts of History -- such as the rise and
fall of empires, the eternal recurrence of the same, the haphazard
sequence of essentially unconnected events -- all of which can just as
well be documented and justified, but none of which will guarantee a
continuum of linear time and hence a continuous progress in history. And
the only competitor in the field, the ancient notion of a Golden Age at
the beginning, from which everything else is derived, implies the rather
unpleasant certainty of continuous decline.
There are, however, a few melancholy side effects in the reassuring
idea that we need only march into the future, which we can't help doing
anyhow, in order to find a better world. There is, first of all, the
simple fact that this general future of mankind has nothing to offer the
individual life, whose only certain future is death. And if one leaves
this out of account and thinks only in generalities, there is the
obvious argument against progress that, in the words of Herzen, "Human
development is a form of chronological unfairness, since latecomers are
able to profit by the labors of their predecessors without paying the
same price,"[17] or, in the words of Kant, "It will always
remain bewildering ... that the earlier generations seem to carry on
their burdensome business only for the sake of the later ... and that
only the last should have the good fortune to dwell in the [completed]
building."[18]
However, these disadvantages, which were only rarely noticed, are more
than outweighed by the enormous advantage that Progress not only
explains the past without breaking up the time continuum, but can also
serve as a guide for action into the future. This is what Marx
discovered when he turned Hegel upside down: he changed the direction of
the historian's glance; instead of looking toward the past, he now could
confidently look into the future. Progress gives an answer to the
troublesome question: And what shall we do now? The answer, on the
lowest level, says: Let us develop what we have into something better,
greater, etc. (The liberals' at first glance irrational faith in growth,
so characteristic of all our present political and economic theories,
depends on this notion.) On the more sophisticated level of the Left, it
tells us to develop present contradictions into their inherent
synthesis. In either case we are assured that nothing altogether new and
unexpected can happen, nothing but the "necessary" results of
what we already know.[19] How reassuring that, in Hegel's words, "nothing
else will come out but what was already there."[20]
I don't need to add that all our experiences in this century, which has
constantly confronted us with the totally unexpected, stand in flagrant
contradiction to these notions and doctrines, whose very popularity
seems to consist in offering a comfortable, speculative or
pseudo-scientific, refuge from reality. But since we are concerned here
primarily with violence I must warn against a tempting misunderstanding.
If we look upon history as a continuous chronological process, violence
in the shape of war and revolution may appear to constitute the only
possible interruptions of such processes. If this were true, if only the
practice of violence would make it possible to interrupt automatic
processes in the realm of human affairs, the preachers of violent
actions would have won an important point, although, so far as I know,
they never made it. However, it is the function of all action, as
distinguished from mere behavior, to interrupt what otherwise would have
proceeded automatically and therefore predictably. And the distinction
between violent and nonviolent action is that the former is exclusively
bent upon the destruction of the old and the latter chiefly concerned
with the establishment of something new.
II
It is against the background of these experiences that I propose to
raise the question of violence in the political realm. This is not easy;
for Sorel's remark sixty years ago, that "The problems of violence
still remain very obscure,"[21] is as true today as it was then. I
mentioned the general reluctance to deal with violence as a separate
phenomenon in its own right, and I must now qualify this statement. If
we turn to the literature on the phenomenon of power, we soon find out
that there exists an agreement among political theorists from Left to
Right that violence is nothing more than the most flagrant manifestation
of power. "All politics is a struggle for power; the ultimate kind
of power is violence," said C. Wright Mills, echoing, as it were,
Max Weber's definition of the state as the "rule of men over men,
based on the means of legitimate, i.e. allegedly legitimate, violence."[22]
The agreement is very strange; for to equate political power with "the
organization of violence" makes sense only if one follows Marx's
estimate of the state as an instrument of suppression in the hands of
the ruling class. Let us therefore turn to authors who do not believe
that the body politic, its laws and institutions, are merely coercive
superstructures, secondary manifestations of some underlying forces. Let
us turn, for instance, to Bertrand de Jouvenel, whose book
Power is perhaps the most prestigious and, anyway, the most
interesting recent treatise on the subject. "To him," he
writes, "who contemplates the unfolding of the ages war presents
itself as an activity of States which pertains to their essence."[23]
But would the end of warfare, we are likely to ask, mean the end of
States? Would the disappearance of violence in the relationships between
States spell the end of power?
The answer, it seems, would depend on what we understand by power. De
Jouvenel defines power as an instrument of rule, while rule, we are
told, owes its existence to "the instinct of domination."[24]
As he writes, "To command and to be obeyed: without that, there is
no Power - with it no other attribute is needed for it to be. ...The
thing without which it cannot be: that essence is command." If the
essence of power is the effectiveness of command, then there is no
greater power than that which grows out of the barrel of a gun. Bertrand
de Jouvenel and Mao Tse-tung thus seem to agree on so basic a point in
political philosophy as the nature of power.
These definitions coincide with the terms which, since Greek antiquity,
have been used to define the forms of government as the rule of man over
man - of one or the few in monarchy and oligarchy, of the best or the
many in aristocracy and democracy, to which today we ought to add the
latest and perhaps most formidable form of such dominion, bureaucracy,
or the rule by an intricate system of bureaux in which no men, neither
one nor the best, neither the few nor the many, can be held responsible,
and which could be properly called the rule by Nobody. Indeed, if we
identify tyranny as the government that is not held to give account of
itself, rule by Nobody is clearly the most tyrannical of all, since
there is no one left who could even be asked to answer for what is being
done. It is this state of affairs which is among the most potent causes
for the current world-wide rebellious unrest.
Moreover, the force of this ancient vocabulary has been considerably
strengthened by more modern scientific and philosophical convictions
concerning the nature of man. The many recent discoveries of an inborn
instinct of domination and an innate aggressiveness in the human animal
were preceded by very similar philosophic statements. According to John
Stuart Mill "the first lesson of civilization [is] that of
obedience," and he speaks of "the two states of the
inclinations ... one the desire to exercise power over others; the
other... disinclination to have power exercised over themselves."[25]
If we would trust our own experiences in these matters, we should know
that the instinct of submission, an ardent desire to obey and be ruled
by some strong man, is at least as prominent in human psychology as the
will-to-power, and politically perhaps more relevant.
A German saying that whoever wants to command must first learn how to
obey points to the psychological truth in these matters, namely, that
the will-to-power and the will-to-submission are interconnected;
conversely, a strong disinclination to obey is usually accompanied by an
equally strong repugnance to dominate and command. It is indeed bitter
to obey, but from this it does not follow that to rule others is a
pleasure. Historically speaking, the ancient institution of slave
economy would be inexplicable on these grounds. For its express purpose
was to liberate the citizens from the burden of household affairs and to
permit them to enter the public life of the community where all were
equals; if it were true that nothing is sweeter than to give commands
and to rule others, the master would never have left his household.
However, there exists another tradition and another vocabulary no less
old and time-honored than the one mentioned above. When the Athenian
city-state called its constitution an isonomy or the Romans spoke of the
civitas as their form of government, they had in mind another
concept of power, which did not rely upon the command-obedience
relationship. It is to these examples that the men of the
eighteenth-century revolutions turned when they ransacked the archives
of antiquity and constituted a republic, a form of government, where the
rule of law, resting on the power of the people, would put an end to the
rule of man over man, which they thought was "a government fit for
slaves." They too, unhappily, still talked about obedience -
obedience to laws instead of men; but what they actually meant was the
support of the laws to which the citizenry had given its consent.[26]
Such support is never unquestioning, and as far as reliability is
concerned it cannot match the indeed "unquestioning obedience"
that an act of violence can exact - the obedience every criminal can
count on when he snatches my pocketbook with the help of a knife or robs
a bank with the help of a gun. It is the support of the people that
lends power to the institutions of a country, and this support is but
the continuation of the consent which brought the laws into existence to
begin with. (Under conditions of representative government the people
are supposed to rule those who govern them.) All political institutions
are manifestations and materializations of power; they petrify and decay
as soon as the living power of the people ceases to uphold them. This is
what Madison meant when he said, "all governments rest on opinion,"
a statement that is no less true for the various forms of monarchies
than it is for democracies. The strength of opinion, that is, the power
of the government, is "in proportion to the number with which it is
associated"[27] (and tyranny, as Montesquieu discovered, is
therefore the most violent and the least powerful among the forms of
government).
Indeed, it is one of the most obvious distinctions between power and
violence that power always stands in need of numbers, whereas violence
relying on instruments up to a point can manage without them. A legally
unrestricted majority rule, that is, a democracy without a constitution,
can be very formidable indeed in the suppression of the rights of
minorities and very effective in the suffocation of dissent without any
use of violence. Undivided and unchecked power can bring about a "consensus"
that is hardly less coercive than suppression by means of violence. But
that does not mean that violence and power are the same.
It is, I think, a rather sad reflection on the present state of
political science that our language does not distinguish between such
key terms as power, strength, force, might, authority, and, finally,
violence -- all of which refer to distinct phenomena. To use them as
synonyms not only indicates a certain deafness to linguistic meanings,
which would be serious enough, but has resulted in a kind of blindness
with respect to the realities they correspond to. Behind the apparent
confusion lies a firm conviction that the most crucial political issue
is, and always has been, the question of Who rules Whom? Only after one
eliminates this disastrous reduction of public affairs to the business
of dominion will the original data concerning human affairs appear or
rather reappear in their authentic diversity.
It must be admitted that it is particularly tempting to think of power
as a matter of command and obedience, and hence to equate power with
violence, when discussing what is only one of power's special provinces,
namely, the power of government. Since in foreign relations as well as
in domestic affairs violence is used as a last resort to keep the power
structure intact against individual challengers -- the foreign enemy,
the native criminal -- it looks indeed as though power, relying on
violence, were the velvet glove which may or may not conceal an iron
hand. However, upon closer inspection the assumption loses much of its
plausibility. For our purpose, it is perhaps best illustrated by the
phenomenon of revolution.
III
Since the beginning of the century, theoreticians have told us that the
chances of revolution have significantly decreased hi proportion to the
increased destructive capacities of weapons at the unique disposition of
governments. The history of the last seventy years, with its
extraordinary record of successful and unsuccessful revolutions, tells a
different story. Were people mad who even tried against such
overwhelming odds? How can an even temporary success be explained? The
fact is that the gap between state-owned means of violence and what
people can muster by themselves - from beer bottles to Molotov cocktails
and guns -- has always been so enormous that technical improvements make
hardly any difference. Textbook recommendations of "how to make a
revolution" in an orderly progress from dissent to conspiracy, from
resistance to armed uprising, are all based on the mistaken notion that
revolutions are being "made." In a contest of violence against
violence the superiority of the government has always been absolute; but
this superiority lasts only so long as the power structure of the
government is intact -- that is, so long as commands are obeyed and the
army or police forces are prepared to risk their lives and use their
weapons.
When this is no longer the case the situation changes abruptly. Not
only is the rebellion not put down, the arms themselves change hands --
sometimes, as in the Hungarian Revolution, within a few hours. (We
should understand this after years of futile fighting in Vietnam where,
prior to the full-scale Russian aid, the National Liberation front for a
long time fought us with weapons that were made in the United States.)
Only after the disintegration of the government in power has permitted
the rebels to arm themselves can one speak of an "armed uprising,"
which often does not take place at all or occurs when it is no longer
necessary. Where commands are no longer obeyed, the means of violence
are of no use. Hence obedience is not determined by commands but by
opinion, and, of course, by the number of those who share it. Everything
depends upon the power behind the violence. The sudden dramatic
breakdown of power, which ushers in revolutions, reveals in a flash how
civil obedience-to the laws, to the rulers, to the institutions -- is
but the outward manifestation of support and consent.
Where power has disintegrated revolutions are possible but not
necessary. We know of many instances when utterly impotent regimes were
permitted to continue in existence for long periods of time -- either
because there was no one to test their strength and to reveal their
weakness or because they were lucky enough not to be engaged in war and
suffer defeat. For disintegration often becomes manifest only in direct
confrontation; and even then, when power is already in the street, some
group of men, prepared for such an eventuality, is needed to pick it up
and assume responsibility.
We have recently witnessed how the relatively harmless, essentially
nonviolent French students' rebellion was sufficient to reveal the
vulnerability of the whole political system, which rapidly disintegrated
before the astonished eyes of the young rebels. Without knowing it they
had tested the system; they intended no more than to challenge the
ossified university system, and down came the system of governmental
power together with that of the huge party bureaucracies "
une sorte de disintegration de toutes les hierarchies."[28]
It was a textbook case of a revolutionary situation which did not
develop into a revolution because there was nobody, least of all the
students, who was prepared to seize power and the responsibility that
goes with it.
Nobody except, of course, De Gaulle. Nothing was more characteristic of
the seriousness of the situation than his appeal to the army, his ride
to see Massu and the generals in the dark of the night, a walk to
Canossa if there ever was one in view of what had happened only a few
years before. But what he sought and received was support, not
obedience, and the means to obtain it were not commands but
concessions.[29] If commands had been enough he would never have had to
leave Paris.
No government exclusively based upon the means of violence has ever
existed. Even the totalitarian ruler needs a power basis, the secret
police and its net of informers. Only the development of robot soldiers,
which would eliminate the human factor completely and, conceivably,
permit one man with a pushbutton at his disposal to destroy whomever he
pleases could change this fundamental ascendancy of power over violence.
Even the most despotic domination we know of, the rule of master over
slaves, who always outnumbered him, did not rest upon superior means of
coercion as such but upon a superior organization of power, that is,
upon the organized solidarity of the masters.[30]
Single men without others to support them never have enough power to
use violence. Hence, in domestic affairs, violence functions indeed as
the last resort of power against criminals or rebels -- that is, against
individuals who, as it were, refuse to be overpowered by the consensus
of the majority. And even in actual warfare, we have seen in Vietnam how
an enormous superiority in the means of violence can become helpless if
confronted with an ill-equipped but well organized opponent who is much
more powerful. This lesson, to be sure, could have been learned since
the beginnings of guerrilla warfare, which is at least as old as the
defeat of Napoleon's still unvanquished army in Spain.
To switch for a moment to conceptual language: Power is indeed of the
essence of all government, but violence is not. Violence is by nature
instrumental; like all means, it always stands in need of guidance and
justification through the end it pursues. And what needs justification
through something else cannot be the essence of anything. The end of war
is peace; but to the question, And what is the end of peace?, there is
no answer. Peace is an absolute, even though in recorded history the
periods of warfare have nearly always outlasted the periods of peace.
Power is in the same category; it is, as the saying goes, "an end
in itself." (This, of course, is not to deny that governments
pursue policies and employ their power to achieve prescribed goals. But
the power structure itself precedes and outlasts all aims, so that
power, far from being the means to an end, is actually the very
condition that enables a group of people to think and act according to
means and ends.) And since government is essentially organized and
institutionalized power, the current question, What is the end of
government?, does not make much sense either. The answer will be either
question-begging -- to enable men to live together -- or dangerously
Utopian: to promote happiness or to realize a classless society or some
other nonpolitical ideal, which if tried out in earnest can only end in
the worst kind of government, that is, tyranny.
Power needs no justification as it is inherent in the very existence of
political communities; what, however, it does need is legitimacy. The
common usage of these two words as synonyms is no less misleading and
confusing than the current equation of obedience and support. Power
springs up whenever people get together and act in concert, but it
derives its legitimacy from the initial getting together father than
from any action that then may follow. Violence needs justification and
it can be justifiable, but its justification loses in plausibility the
farther away its intended end recedes into the future. No one will
question the use of violence in self-defense because the danger is not
only clear but present, and the end to justify the means is immediate.
IV
Power and violence, though they are distinct phenomena, usually appear
together. Up to now, we have discussed such combinations and found that,
wherever they are so combined, power is the primary and predominant
factor. The situation, however, is entirely different when we deal with
them in their pure states - as for instance in cases of foreign invasion
and occupation. The difficulties of achieving such domination are very
great indeed, and the occupying invader will try immediately to
establish Quisling governments, that is to find a native power base with
which to support his dominion. The head-on clash between Russian tanks
and the entirely nonviolent resistance of the people in Czechoslovakia
is a textbook case of a confrontation of violence and power in their
pure states.
But while this kind of domination is difficult, it is not impossible.
Violence, we must remember, does not depend on numbers or opinion but on
implements, and the implements of violence share with all other tools
that they increase and multiply human strength. Those who oppose
violence with mere power will soon find out that they are confronted not
with men but with men's artifacts, whose inhumanity and destructive
effectiveness increase in proportion to the distance that separates the
opponents. Violence can always destroy power; out of the barrel of a gun
grows the most effective command, resulting in the most instant and
perfect obedience. What can never grow out of it is power.
In a head-on clash between violence and power the outcome is hardly in
doubt. If Gandhi's enormously powerful and successful strategy of
nonviolent resistance had met with a different enemy-Stalin's Russia,
Hitler's Germany, even prewar Japan, instead of England - the outcome
would not have been decolonization but massacre and submission. However,
England in India or France in Algeria had good reasons for their
restraint. Rule by sheer violence comes into play where power is being
lost; it is precisely the shrinking power of the Russian government,
internally and externally, that became manifest in its "solution"
of the Czechoslovak problem - just as it was the shrinking power of
European imperialism that became manifest hi the alternative of
decolonization or massacre.
To substitute violence for power can bring victory, but its price is
very high; for it is not only paid by the vanquished, it is paid by the
victor in his own power. The much-feared boomerang effect of the "government
of subject races" (Lord Cromer) upon the home government during the
imperialist era meant that rule by violence in far-away lands would end
by affecting the government of England, that the last "subject race"
would be the English themselves. It has often been said that impotence
breeds violence, and psychologically this is quite true. Politically,
loss of power tempts men to substitute violence for power - we could
watch this process on television during the Democratic Convention in
Chicago[31] -- and violence itself results in impotence.
Nowhere is the self-defeating factor in the victory of violence over
power more evident than in the use of terror for purposes of maintaining
domination, about whose weird successes and eventual failures we know
perhaps more than any generation before us. Terror is not the same as
violence; it is rather the form of government that comes into being when
violence, having destroyed all power, does not abdicate but, on the
contrary, remains in full control. It has often been noticed that the
effectiveness of terror depends almost entirely on the degree of social
atomization, the disappearance of every kind of organized opposition,
which must be achieved before the full force of terror can be let loose.
This atomization-an outrageously pale, academic word for the horror it
implies - results finally in a total loss of power.
The decisive difference between totalitarian domination, based on
terror, and tyrannies and dictatorships, established by violence, is
that only the former turns not only against its enemies but against its
friends and supporters as well, being afraid of all power, even the
power of its friends. The climax of terror is reached when the police
state begins to devour its own children, when yesterday's executioner
becomes today's victim. And this is also the moment when power
disappears entirely. There exist now a great many plausible reasons to
explain the de-Stalinization of Russia -- none, I believe, so compelling
as the realization by the Stalinist functionaries themselves that a
continuation of the regime would lead, not to an insurrection, against
which terror is indeed the best safeguard, but to a paralysis of the
whole country.[32]
To sum up: politically speaking, it is not enough to say that power and
violence are not the same. Power and violence are opposites; where the
one rules absolutely, the other is absent. Violence appears where power
is in jeopardy, but left to its own course its end is the disappearance
of power. This implies that it is not correct to say that the opposite
of violence is nonviolence: to speak of nonviolent power is actually
redundant. Violence can destroy power; it is utterly incapable of
creating it. Hegel's and Marx's great trust in the dialectical "power
of negation," by virtue of which opposites do not destroy but
smoothly develop into each other because contradictions promote and do
not paralyze development, rests on a much older philosophical prejudice,
the prejudice that evil is no more than a privative modus of the good,
that good can come out of evil, that, in short, evil is but the
temporary manifestation of a still hidden good. Such time-honored
opinions have become dangerous. They are shared by many who have never
heard of the names Hegel or Marx, for the simple reason that they
inspire hope and dispel fear -- a treacherous hope used to dispel
legitimate fears. By this, I don't mean to equate violence with evil; I
only want to stress that violence can't be derived from its opposite,
which is power, and that in order to understand it for what it is, we
shall have to examine its roots and causes.
V
That violence often springs from rage is a commonplace, and rage can
indeed be irrational and pathological, but so can every other human
affect. It is no doubt possible to create conditions under which men are
dehumanized -- such as concentration camps, torture, famine, etc. -- but
this does not mean that they become animal-like; and, under such
conditions, not rage and violence but their conspicuous absence is the
clearest sign of dehumanization. For rage is by no means an automatic
reaction to misery and suffering as such; no one reacts with rage to a
disease beyond the powers of medicine or to an earthquake, or, for that
matter, to social conditions which seem to be unchangeable. Only where
there is reason to suspect that conditions could be changed and are not,
does rage arise. Only when our sense of justice is offended do we react
with rage.
To resort to violence in view of outrageous events or conditions is
enormously tempting because of the immediacy and swiftness inherent in
it. It goes against the grain of rage and violence to act with
deliberate speed; but this does not make it irrational. On the
contrary, in private as well as public life there are situations in
which the very swiftness of a violent act may be the only appropriate
remedy. The point is not that this will permit us to let off steam --
which indeed can be equally well done by pounding the table or by
finding another substitute. The point is that under certain
circumstances violence, which is to act without argument or speech and
without reckoning with consequences, is the only possibility of setting
the scales of justice right again. (Billy Budd striking dead the man who
bore false witness against him is the classic example.) In this sense,
rage and the violence that sometimes, not always, goes with it belong
among the "natural" human emotions, and to cure man of them
would mean nothing less than to dehumanize or emasculate him.
Rage and violence turn irrational only when they are directed against
substitutes, and this, I am afraid, is precisely what not only the
psychiatrist and polemologists, concerned with human aggressiveness,
commend, but what corresponds, alas, to certain moods and unreflected
attitudes in society at large. We all know, for example, that it has
become rather fashionable among white liberals to react against "black
rage" with the cry, We are all guilty, and black militants have
proved only too happy to accept this "confession" and to base
on it some of their more fantastic demands.
Where all are guilty, however, no one is; confessions of collective
guilt are always the best possible safeguard against the discovery of
the actual culprits. In this particular instance, it is in addition a
dangerous and obfuscating escalation of racism into some higher, less
tangible regions: The real rift between black and white is not healed
when it is being translated into an even less reconcilable conflict
between collective innocence and collective guilt. It is racism in
disguise and it serves quite effectively to give the very real
grievances and rational emotions of the Negro population an outlet into
irrationality, an escape from reality.
Moreover, if we inquire historically into the causes that are likely to
transform the engages into the enrages, it is not
injustice that ranks first but hypocrisy. Its momentous role in the
later stages of the French Revolution, when Robespierre's war upon
hypocrisy transformed the "despotism of liberty" into the
Reign of Terror, is too well known to be repeated here; but it is
important to remember that this war had been declared long before by the
French moralists, who saw in hypocrisy the vice of all vices and found
it the one ruling supreme in "good society," which somewhat
later was called bourgeois society.
There are not many authors of rank who glorified violence for
violence's sake; but these few - Sorel, Pareto, Fanon - were motivated
by a much deeper hatred for bourgeois society and were led to a much
more radical break with its moral standards than the conventional Left,
which was chiefly inspired by compassion and a burning desire for
justice. To tear the mask of hypocrisy from the face of the enemy, to
unmask him, his devious machinations and manipulations that permit nun
to rule without using violent means, that is, to provoke action even at
the risk of annihilation so that the truth may come out - these are
still among the strongest motives in today's violence on the campuses
and in the streets. And this violence again is not irrational. Since men
live in a world of appearances, hence depend upon manifestation,
hypocrisy's conceits - as distinguished from temporary ruses, followed
by disclosure in due time -- cannot be met with what is recognized as
reasonable behavior. Words can be relied upon only so long as one is
sure that their function is to reveal and not to conceal. It is the
semblance of rationality, rather than the interests behind it, that
provokes rage. To respond with reason when reason is used as a trap is
not "rational"; just as to use a gun in self-defense is not "irrational."
Although the effectiveness of violence, as I remarked before, does not
depend on numbers -- one machine-gunner can hold hundreds of
well-organized people at bay - it is nonetheless the case that its most
dangerously attractive features come to the fore in collective violence.
It is perfectly true, as Fanon writes, that hi military as well as
revolutionary action "individualism is the first [value] to
disappear"[33]; hi its stead, we find a kind of group coherence
which is more intensely felt and proves to be a much stronger, though
less lasting, bond than all the varieties of friendship, civil or
private:[34] "the practice of violence binds men together as a
whole, since each individual forms a violent link in the great chain, a
part of the great organism of violence which has surged upward."[35]
These words of Fanon point to the well-known phenomenon of brotherhood
on the battlefield, where often the noblest, most selfless deeds are
daily occurrences. Of all equalizers, death seems to be the most potent
one in the few extraordinary situations in which it is permitted to play
a political role. The experience of death, whether the experience of
dying or the inner awareness of one's own mortality, is perhaps the most
antipolitical experience there is, in so far as it is usually faced in
complete loneliness and impotence, signifying that we shall leave the
company of our fellow men and with it that being-together and acting in
concert which make life worthwhile.
But death faced collectively and hi action changes its countenance; now
it is as though nothing is more likely to intensify our vitality than
its proximity. Something we are usually hardly aware of, that our own
death is accompanied by the potential immortality of the group to which
we belong and, in the final analysis, of the species, moves into the
center of our experience, and the result is that it is as though Life
itself, the immortal life of the species, nourished as it were by the
sempiternal dying of its individual members, is "surging upward,"
is actualized in the practice of violence.
It would be wrong, I think, to speak here of mere emotions. What is
important is that these experiences, whose elementary force is beyond
doubt, have never found an institutional, political expression. No body
politic I know of was ever founded on the equality before death and its
actualization in violence.[36] But it is undeniably true that the strong
fraternal sentiments, engendered by collective violence, have misled
many good people into the hope that a new community together with a "new
man" will arise out of it. The hope is an illusion for the simple
reason that no human relationship is more transitory than this kind of
brotherhood, which can be actualized only under conditions of
nil-mediate danger to life.
This, however, is but one side of the matter. Fanon concludes his
praising description of the experiences in the practice of violence by
remarking that in this kind of struggle the people realize "that
life is an unending contest," that violence is an element of life.
Doesn't it follow that praise of life and praise of violence are the
same? Sorel, at any rate, thought along these lines sixty years ago. The
bourgeoisie, he argued, had lost the "energy" to play its role
in the antagonism of classes; only if the proletariat could be persuaded
to use violence in order to reaffirm class distinctions and awaken the
fighting spirit of the bourgeoisie could Europe be saved.[37]
Hence long before Konrad Lorenz discovered the life-promoting function
of aggressiveness in the animal kingdom, violence was praised as a
manifestation of the life force, and specifically of its creativity.
Sorel, inspired by Bergson's elan vital, aimed at a philosophy
of creativity designed for "producers" and polemically
directed against the consumer society and its intellectuals; both
groups, he felt, were parasites.
Fanon, who had an infinitely more intimate experience of the practice
of violence than any of its other glorifiers, past or present, was
greatly influenced by Sorel's equation of violence, life and creativity,
and we all know to what extent this old combination has survived in the
rebellious state of mind of the new generation - their taste for
violence again is accompanied by a glorification of life, and it
frequently understands itself as the necessarily violent negation of
everything that stands in the way of the will-to-live. And this
seemingly so novel biological justification of violence is again not
unconnected with the most pernicious elements in our oldest tradition of
political thought. According to the traditional concept of power, which,
as we saw, was equated with violence, power was expansionist by nature,
it has, as de Jouvenel has argued, "an inner urge to grow," it
was creative because "the instinct of growth is proper to it."[38]
Just as in the realm of organic life everything either grows or
declines and dies, so in the realm of human affairs power supposedly can
sustain itself only through expansion; otherwise it shrinks and dies. "That
which stops growing begins to rot," said a Russian in the entourage
of Catherine the Great, "The people erect scaffolds, not as the
moral punishment of despotism, but as the biological penalty for
weakness" (my italics). Revolutions, therefore, we are told, were
directed against the established powers "only to the outward view."
Their true "effect was to give Power a new vigor and poise, and to
pull down the obstacles which had long obstructed its development."[39]
When Fanon is speaking of the "creative madness" present in
violent action, he is still thinking along the lines of this
tradition.[40]
Nothing, I think, is more dangerous theoretically than this tradition
of organic thought in political matters, in which power and violence are
interpreted in biological terms. In the way these terms are understood
today, life and life's alleged creativity, are their common denominator
so that the precedence of violence is justified on the ground of
creativity. The organic metaphors with which our entire present
discussion of these matters, especially the riots, is shot through --
the notion of a "sick society," of which the riots are
symptoms as fever is a symptom of disease - can only promote violence in
the end. Thus the debate between those who propose violent means to
restore "law and order" and those who propose nonviolent
reforms begins to sound ominously like a discussion between two
physicians who debate the relative advantages of surgical as opposed to
medical treatment of their patient. The sicker the patient is supposed
to be, the more likely that the surgeon will have the last word.
Moreover, so long as we talk about these matters in non-political,
biological ways, the glorifiers of violence will have the great
advantage to appeal to the undeniable fact that, in the household of
nature, destruction and creation are but two sides of the natural
process, so that collective violent action, quite apart from its
inherent attraction, may appear as natural a prerequisite for the
collective life of mankind as the struggle for survival and violent
death for the continuing life in the animal kingdom.
No doubt, the danger of being carried away by the deceptive
plausibility of organic metaphors is particularly great where the racial
issue is involved. Racism, white or black, is fraught with violence by
definition because it objects to natural organic facts -- a white or
black skin -- which no persuasion and no power can change; all one can
do, when the chips are down, is to exterminate their bearers. Violence
in interracial struggle is always murderous, but it is not "irrational";
it is the logical and rational consequence of racism, by which I do not
mean some rather vague prejudices on either side but an explicit
ideological system.
Prejudices, as distinguished from both interests and ideologies, may
yield under the pressure of power -- as we have seen during the years of
a successful civil rights movement that was entirely nonviolent. But
while boycotts, sit-ins, and demonstrations were adequate in eliminating
discriminatory laws and ordinances, they proved utter failures and
became counterproductive when confronted with social conditions - the
stark needs of the black ghettos on one side, the overriding interests
of the lower-income groups with respect to housing and education on the
other. All this mode of action could do, and did, was to bring these
conditions into the open, into the street, where the basic
irreconcilability of interests was dangerously exposed.
But even today's violence, black riots and the much greater potential
violence of the white backlash, are not yet manifestations of racist
ideologies and their murderous logic. The riots, as has recently been
stated, are "articulate protests against genuine grievances";[41]
"indeed restraint and selectivity -- or ... rationality are
certainly among [their] most crucial features."[42] And much the
same is true for the backlash phenomena. It is not irrational for
certain interest groups to protest furiously against being singled out
to pay the full price for ill-designed integration policies whose
consequences their authors can easily escape.[43] The greatest danger is
rather the other way round: since violence always needs justification,
an escalation of the violence in the streets may bring about a truly
racist ideology to justify it, in which case violence and riots may
disappear from the streets and be transformed into the invisible terror
of a police state.
Violence, being instrumental by nature, is rational to the extent that
it is effective in reaching the end which must justify it. And since
when we act we never know with any amount of certainty the eventual
consequences of what we are doing, violence can remain rational only if
it pursues short-term goals. Violence does not promote causes, it
promotes neither History nor Revolution, but it can indeed serve to
dramatize grievances and to bring them to public attention. As Conor
Cruise O'Brien once remarked, "Violence is sometimes needed for the
voice of moderation to be heard." And indeed, violence, contrary to
what its prophets try to tell us, is a much more effective weapon of
reformers than of revolutionists. (The often vehement denunciations of
violence by Marxists did not spring from humane motives but from their
awareness that revolutions are not the result of conspiracies and
violent action.) France would not have received the most radical reform
bill since Napoleon to change her antiquated education system without
the riots of the French students, and no one would have dreamed of
yielding to reforms of Columbia University without the riots during the
spring term.
Still, the danger of the practice of violence, even if it moves
consciously within a nonextremist framework of short-term goals, will
always be that the means overwhelm the end. If goals are not achieved
rapidly, the result will not merely be defeat but the introduction of
the practice of violence into the whole body politic. Action is
irreversible, and a return to the status quo in case of defeat is always
unlikely. The practice of violence, like all action, changes the world,
but the most probable change is a more violent world.
Finally, the greater the bureaucratization of public life, the greater
will be the attraction of violence. In a fully developed bureaucracy
there is nobody left with whom one could argue, to whom one could
present grievances, on whom the pressures of power could be exerted.
Bureaucracy is the form of government in which everybody is deprived of
political freedom, of the power to act; for the rule by Nobody is not
no-rule, and where all are equally powerless we have a tyranny without a
tyrant. The crucial feature in the students' rebellions around the world
is that they are directed everywhere against the ruling bureaucracy.
This explains, what at first glance seems so disturbing, that the
rebellions in the East demand precisely those freedoms of speech and
thought that the young rebels in the West say they despise as
irrelevant. Huge party machines have succeeded everywhere to overrule
the voice of the citizens, even in countries where freedom of speech and
association is still intact.
The dissenters and resisters in the East demand free speech and thought
as the preliminary conditions for political action; the rebels in the
West live under conditions where these preliminaries no longer open the
channels for action, for the meaningful exercise of freedom. The
transformation of government into administration, of republics into
bureaucracies, and the disastrous shrinkage of the public realm that
went with it, have a long and complicated history throughout the modern
age; and this process has been considerably accelerated for the last
hundred years through the rise of party bureaucracies.
What makes man a political being is his faculty to act. It enables him
to get together with his peers, to act in concert, and to reach out for
goals and enterprises which would never enter his mind, let alone the
desires of his heart, had he not been given this gift - to embark upon
something new. All the properties of creativity ascribed to life in
manifestations of violence and power actually belong to the faculty of
action. And I think it can be shown that no other human ability has
suffered to such an extent by the Progress of the modern age. For
progress, as we have come to understand it, means growth, the relentless
process of more and more, of bigger and bigger. The bigger a country
becomes in population, hi objects, and in possessions, the greater will
be the need for administration and with it, the anonymous power of the
administrators. Pavel Kohout, the Czech author, writing in the heyday of
the Czech experiment with freedom, defined a "free citizen"
as a "Citizen-Co-ruler." He meant nothing else but the "participatory
democracy" of which we have heard so much in recent years in the
West. Kohout added that what the world, as it is today, stands in
greatest need of may well be "a new example" if "the next
thousand years are not to become an era of supercivilized monkeys."[44]
This new example will hardly be brought about by the practice of
violence, although I am inclined to think that much of its present
glorification is due to the severe frustration of the faculty of action
in the modern world. It is simply true that the riots in the ghettos and
the rebellions on the campuses make "people feel they are acting
together in a way that they rarely can."[45] We don't know if these
occurrences are the beginnings of something new -- the "new example"
-- or the death pangs of a faculty that mankind is about to lose. As
things stand today, when we see how the super-powers are bogged down
under the monstrous weight of their own bigness, it looks as though the
"new example" will have a chance to arise, if at all, in a
small country, or in small, well-defined sectors in the mass-societies
of the large powers.
For the disintegration processes, which have become so manifest in
recent years - the decay of many public services, of schools and police,
of mail delivery and transportation, the death rate on the highways and
the traffic problems in the cities - concern everything designed to
serve mass society. Bigness is afflicted with vulnerability, and while
no one can say with assurance where and when the breaking point has been
reached, we can observe, almost to the point of measuring it, how
strength and resiliency are insidiously destroyed, leaking, as it were,
drop by drop from our institutions. And the same, I think, is true for
the various party systems -- the one-party dictatorships in the East as
well as the two-party systems in England and the United States, or the
multiple party systems in Europe -- all of which were supposed to serve
the political needs of modern mass societies, to make representative
government possible where direct democracy would not do because "the
room will not hold all" (John Selden).
Moreover, the recent rise of nationalism around the globe, usually
understood as a world-wide swing to the right, has now reached the point
where it may threaten the oldest and best established nation states. The
Scotch and the Welsh, the Bretons and the Provencals, ethnic groups
whose successful assimilation had been the prerequisite for the rise of
the nation state, are turning to separatism in rebellion against the
centralized governments of London and Paris.
Again, we do not know where these developments will lead us, but we can
see how cracks in the power structure of all but the small countries are
opening and widening. And we know, or should know, that every decrease
of power is an open invitation to violence-if only because those who
hold power and feel it slipping from their hands have always found it
difficult to resist the temptation of substituting violence for it.
NOTES AND REFERENCES
1
. Wheeler, "The Strategic
Calculators," in Nigel Calder, Unless Peace Comes (Viking,
1968), p. 109.
2. Herm Eugen Duhrings Umwalzung der Wissenschaft (1878), Part
II, Ch. 2.
3. As General Andre Beaufre points out ("Battlefields of the
1980s," in Calder, op. cit., p. 3): Only "in those
parts of the world not covered by nuclear deterrence" is war still
possible, and even this "conventional warfare," despite it
horrors, is actually already limited by the ever-present threat of
escalation into nuclear war. The chief reason why warfare is still with
us is neither a secret death wish of the human species nor an
irrepressible instinct of aggression nor, finally and more plausibly,
the serious economic and social dangers inherent in disarmament, but the
simple fact that nothing to substitute for this final arbiter in
international affairs has yet appeared on the political scene.
4. There exists, of course, a large literature on war and warfare, but
it deals with the implements of violence, not with violence as such.
5. See Engels, op. cit., Part II, Ch. 4.
6. Wheeler, op. cit., p. 107 and Engels, op. cit., loc. cit.
7. Wheeler, op. cit., loc. cit.
8. Nigel Calder, "The New Weapons," in op. cit., p.
239.
9. M.W. Thring, "Robots on the March," in Calder, op. cit.,
p. 169.
10. Vladimir Dedijer, "The Poor Man's Power," in Calder, op.
cit., p. 29.
11. It is quite suggestive that Hegel speaks in this context of "Sichselbstproduzieren."
See Vorlesungen uber die Geschichte der Philosophic, edited by
Hoffmeister, p. 114.
12. The New Left's unconscious drifting away from Marxism has been duly
noticed. See especially recent comments on the student movement by
Leonard Schapiro in The New York Review of Books (December 5,
1968) and La Revolution introuvable (Paris, 1968), by Raymond
Aron. Both consider the new emphasis on violence as a kind of
backsliding either to Marxian Utopian socialism (Aron) or to the Russian
anarchism of Nechaev and Bakunin (Schapiro), who "had much to say
about the importance of violence as a factor of unity, as the binding
force in a society or group, a century before the same ideas emerged in
the works of Jean-Paul Sartre and Frantz Fanon." Aron writes in the
same vein: "Les chantres de la revolution de mat croient depasser
le marxisme;... its oublient un siede d'histoire" (p. 14). To a
non-Marxist such a reversion would of course hardly be an argument; but
for Sartre, who for instance writes, "revisionism is reversion to
pre-Marxism and therefore untenable" (my italics), it must
constitute a formidable objection.
Sartre himself, in his Critique of Dialectical Reason, gives a
kind of Hegelian explanation for his espousal of violence. His point of
departure is that "need and scarcity determined the Manicheistic
basis of action and morals" in present history, "whose truth
is based on scarcity [and] must manifest itself in an antagonistic
reciprocity between classes." Under such circumstances, violence is
no longer a marginal phenomenon. "Violence and counterviolence are
perhaps contingencies, but they are contingent necessities, and the
imperative consequence of any attempt to destroy this inhumanity is that
in destroying in the adversary the inhumanity of the contra-man, I can
only destroy in him the humanity of man, and realize in me his
inhumanity. Whether I kill, torture, enslave ... my aim is to suppress
his freedom - it is an alien force, de trap." His model for
a condition in which "each one is one too many.... Each is redundant
for the other," are the members of a bus queue who obviously "take
no notice of each other except as a number in a quantitative series."
He concludes, "They reciprocally deny any link between each of
their inner worlds." From this, it follows that praxis "is the
negation of alterity, which is itself a negation"- a highly welcome
conclusion since the negation of a negation is an affirmation.
The flaw in the argument seems to me obvious. There is all the
difference in the world between "not taking notice" and "denying,"
between "denying any link" with somebody and "negating"
his otherness; and there is still a considerable distance to travel from
this theoretical "negation" until any sane person will arrive
at killing, torturing, and enslaving.
All the above quotations are drawn from R.D. Laing and D.G. Cooper,
Reason and Violence: A Decade of Sartre's Philosophy, 1950-1960
(London, 1964), Part III. This seems fair since Sartre in his foreword
to the book says: "J'ai lu attentivement I'ouvrage que vous avez
bien voulu me confier etj'ai eu le grand plaisir d'y trouver un expose
ire's clair et tris fiddle de mapensee."
13. Page 61. I am using Frantz Fanon's The Wretched of the Earth
(1961) because of its great influence on the present student generation.
Fanon himself, however, is much more doubtful about violence than his
admirers. It seems that only the first chapter of the book, "Concerning
Violence," has been widely read. Fanon knows of the "unmixed
and total brutality [which], if not immediately combated, invariably
leads to the defeat of the movement within a few weeks." Grove
Press edition, 1968, p. 147. "Nathan Glazer, in an article on "Student
Power at Berkeley" in The Public Interest (Special Issue,
The Universities, Fall 1968) writes: "The student
radicals... remind me more of the Luddite machine smashers than the
Socialist trade unionists who achieved citizenship and power for
workers," and he concludes from this impression that Zbgniew
Brzezinski (in an article about Columbia in The New Republic,
June 1,1968) may have been right in his diagnosis: "Very frequently
revolutions are the last spasms of the past, and thus are not really
revolutions but counterrevolutions, operating in the name of
revolutions." Isn't this bias in favor of marching forward at any
price rather odd in two authors who are generally considered to be
conservatives? And isn't it even more odd that Glazer should remain
unaware of the decisive differences between manufacturing machinery in
early nineteenth-century England and the hardware developed in the
middle of the twentieth century, much of which is for destruction and
not for production and can't even be smashed by the rebels for the
simple reason that they know neither where it is located nor how to
smash it?
15. Fanon, op. cit., pp. 130,129, and 69, respectively.
16. Fanon, op. cit., pp. 37ff. and 53.
17. Alexander Herzen is quoted here from Isaiah Berlin's "Introduction"
to Franco Venturi, Roots of Revolution (Grosset and Dunlap,
1966).
18. Kant, "Idea for a Universal History with Cosmopolitan Intent,"
Third Principle.
19. For an excellent discussion of the obvious fallacies in this
position, see Robert A. Nisbet, "The Year 2000 and All That,"
in Commentary, June 1968, and the ill-tempered critical remarks
in the September issue.
20. Hegel, op. cit., pp. 100ff.
21. Georges Sorel, Reflections on Violence, "Introduction
to the First Publication" (1906) (Collier Books, 1961) p. 60.
22. C. Wright Mills, The Power Elite (Oxford University Pres,
1956), p. 171. Max Weber, in the first paragraph of Politics as a
Vocation (1921). Weber seems to have been aware of his agreement
with the Left. He quotes in this context Trotsky's remark hi
Brest-Litovsk, "Every state is based on violence" and he adds,
"This is indeed true."
23. "Bertrand de Jouvenel, Power: The Natural History of its
Growth (1945,1952), p. 122.
24. Ibid., p. 93.
25. John Stuart Mill, Considerations on Representative Government
(1861).
26. The sanctions of the laws, which, however, are not their essence,
are directed against those citizens who - without withholding their
support - wish to make an exception from the law for themselves; the
thief still expects the government to protect his newly acquired
property. It has been noted that in the earliest systems of law there
were no sanctions whatsoever. (See Jouvenel, op. cit., p. 276.)
The punishment of the lawbreaker was banishment or outlawry; by breaking
the law, the criminal had put himself outside the community constituted
by it.
27. The Federalist, No.49.
28. Raymond Aron, op. cit., p. 41.
29. The price De Gaulle had to pay for the army's support was public
rehabilitation of his enemies -amnesty for General Salan, return of
Bidault, return also of Colonel Lacheroy, sometimes called "the
torturer in Algeria." Not much seems to be known about the
negotiations. One is tempted to think that the recent rehabilitation of
P6tain, again glorified as the "victor of Verdun" and, more
importantly, the incredible, blatant lying statement immediately after,
which blamed the Communist Party for what the French now call les
evenements, were part of the bargain. God knows, the only reproach
the government could have addressed to the Communist Party and the
trade-unions was that they lacked the power to prevent les
evenements.
30. 'In ancient Greece, such an organization of power was the polis
whose chief merit, according to Xenophon, was that it permitted the "citizens
to act as bodyguards to one another against slaves." Hiero,
IV, 3.
31. It would be interesting to know if, and to what extent, the
alarming rate of unsolved crimes is matched not only by the well-known
spectacular rise in criminal offenses but also by a definite increase in
police brutality. The recently published Uniform Crime Report for
the United States (Federal Bureau of Investigation, US Department of
Justice, 1967) gives no indication how many crimes are actually solved -
as distinguished from "cleared by arrest" - but does mention
in the Summary that police solutions of serious crimes declined in 1967
by 8 percent. Only 21.7 percent (or 21.9 percent) of all crimes are "cleared
by arrest," and of these only 75 percent could be turned over to
the courts and only about 60 percent of those were found guilty! Hence,
the odds in favor of the criminal are so high that the constant rise in
criminal offenses seems only natural. Whatever the causes for the
spectacular decline of police efficiency, the decline of police power is
evident and with it the likelihood of increased brutality.
32. Solzhenitsyn, in The First Circle, shows in detail how
attempts at rational economic development were wrecked by Stalin's
methods, and one hopes that this book will put to rest the myth that
terror and the enormous loss in human lives were the price that had to
be paid for rapid industrialization of the country. Rapid progress was
made after Stalin's death, and what is striking in Russia today is that
the country is still backward not only in comparison with the West but
with most of the satellite countries. In Russia itself, there seems to
be not much illusion left on this point, if there ever was any. The
younger generation, especially the veterans of the Second World War,
knows very well that only a miracle saved Russia from defeat in 1941,
and that this miracle was the brutal fact that the enemy turned out to
be even worse than the native ruler. What then turned the scales was
that police terror abated under the pressure of the national emergency;
the people, left to themselves, could again gather together and generate
enough power to defeat the foreign invader. When they returned from
prisoner-of-war camps or from occupation duty they were promptly sent to
long years in labor and concentration camps in order to break them from
the habits of freedom. It is precisely this generation that tasted
freedom during the war and the terror afterward that is challenging the
tyranny of the present regime.
33. Fanon, op. cit., p.47.
34. J. Glenn Gray, The Warriors: Reflections on Men in Battle
(Harper Torchbook, 1969), is most perceptive and instructive on this
point. It should be read by everyone interested in the practice of
violence.
35. Fanon, op. cit., p. 93.
36. It is also noteworthy that death as an equalizer plays hardly any
role in political philosophy, although human mortality - the fact that
men are "mortals," as the Greeks used to say - was understood
as the strongest motive for political action in pre-philosophic
political thought. It was the certainty of death that made men seek
immortal fame in deed and word and that prompted them to establish a
body politic which was potentially immortal. Hence, politics was
precisely a means to escape from equality before death into a
distinction which would assure some measure of deathlessness. Hobbes is
the only political philosopher in whose work death in the form of fear
of violent death plays a crucial role. But it is not equality before
death that is decisive for Hobbes, but equality of ability to kill and
the resulting equality of fear that persuades men in the state of nature
to bind themselves into a Commonwealth.
37. Sorel, op. cit., Ch. 2, "On Violence and the Decadence
of the Middle Classes."
38. Jouvenel, op. cit., pp. 114 and 123 respectively.
39. Ibid., pp. 187-188.
40. Fanon, op. cit., p. 95.
41. Robert M. Fogelson, "Violence as Protest," in Urban
Riots: Violence and Social Change, Proceedings of the Academy of
Political Science, Columbia University, 1968.
42. Ibid. See also the excellent article, "Official
Interpretation of Racial Riots" by Allan Silver in the same
collection.
43. Stewart Alsop in a perceptive column, "The Wallace Man,"
in Newsweek, October 21, 1968, makes the point: "It may be
illiberal of the Wallace man not to want to send his children to bad
schools in the name of integration, but it is not at all unnatural. And
it is not unnatural either for him to worry about the 'molestation' of
his wife, or about losing his equity in his house, which is all he has."
Alsop also quotes the most effective statement of George Wallace's
demagoguery: "There are 535 members of Congress and a lot of these
liberals have children, too. You know how many send their kids to the
public schools in Washington? Six."
44. See Gunter Grass, Pavel Kohout, Briefe uber die Grenze
(Hamburg, 1968), pp. 88 and 90 respectively.
45. Herbert J. Gans, "The Ghetto Rebellions and Urban Class
Conflict," in Urban Riots, op. cit.
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