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Democracy

Carl Becker

[An excerpt from the book, Modern Democracy, published in 1941. This is from Lecture I, "The Ideal"]


Democracy, like liberty or science or progress, is a word with which we are all so familiar that we rarely take the trouble to ask what we mean by it. It is a term, as the devotees of semantics say, which has no "referent" -- there is no precise or palpable thing or object which we all think of when the word is pronounced. On the contrary, it is a word which connotes different things to different people, a kind of conceptual Gladstone bag which, with a little manipulation, can be made to accommodate almost any collection of social facts we may wish to carry about in it. In it we can as easily pack a dictatorship as any other form of government. We have only to stretch the concept to include any form of government supported by a majority of the people, for whatever reasons and by whatever means of expressing assent, and before we know it the empire of Napoleon, the Soviet regime of Stalin, and the Fascist systems of Mussolini and Hitler are all safely in the bag. But if this is what we mean by democracy, then virtually all forms of government are democratic, since virtually all governments, except in times of revolution, rest upon the explicit or implicit consent of the people. In order to discuss democracy intelligently it will be necessary, therefore, to define it, to attach to the word a sufficiently precise meaning to avoid the confusion which is not infrequently the chief result of such discussions.

All human institutions, we are told, have their ideal forms laid away in heaven, and we do not need to be told that the actual institutions conform but indifferently to these ideal counterparts. It would be possible then to define democracy either in terms of the ideal or in terms of the real form -- to define it as government of the people, by the people, for the people; or to define it as government of the people, by the politicians, for whatever pressure groups can get their interests taken care of. But as a historian I am naturally disposed to be satisfied with the meaning which, in the history of politics, men have commonly attributed to the word -- a meaning, needless to say, which derives partly from the experience and partly from the aspirations of mankind. So regarded, the term democracy refers primarily to a form of government, and it has always meant government by the many as opposed to government by the one -- government by the people as opposed to government by a tyrant, a dictator, or an absolute monarch. This is the most general meaning of the word as men have commonly understood it.

In this antithesis there are, however, certain implications, always tacitly understood, which give a more precise meaning to the term. Peisistratus, for example, was supported by a majority of the people, but his government was never regarded as a democracy for all that. Caesar's power derived from a popular mandate, conveyed through established republican forms, but that did not make his government any the less a dictatorship. Napoleon called his government a democratic empire, but no one, least of all Napoleon himself, doubted that he had destroyed the last vestiges of the democratic republic. Since the Greeks first used the term, the essential test of democratic government has always been this: the source of political authority must be and remain in the people and not in the ruler. A democratic government has always meant one in which the citizens, or a sufficient number of them to represent more or less effectively the common will, freely act from time to time, and according to established forms, to appoint or recall the magistrates and to enact or revoke the laws by which the community is governed. This I take to be the meaning which history has impressed upon the term democracy as a form of government.