However man may have
originated, all we know of him is as man - just as he is now to be
found.
There is no record or trace of him in any lower condition than
that in which savages are still to be met. By whatever bridge he may
have crossed the wide chasm that now separates him from the brutes,
there remains of it no vestige. Between the lowest savages of whom we
know and the highest animals, there is an irreconcilable difference -
a difference not merely of degree but of kind.
Many of the characteristics, actions and emotions of man
are exhibited by the lower animals; but man, no matter how low in the
scale of humanity, has never yet been found destitute of one thing of
which no animal shows the slightest trace, a clearly recognizable but
almost undefinable something which gives him the power of improvement.
The beaver builds a dam, and the bird a nest, and the bee a
cell; but while beavers' dams and birds' nests and bees' cells are
always constructed on the same model, the house of the man passes from
the rude hut of leaves and branches to the magnificent mansion replete
with modern conveniences. The dog can to a certain extent connect
cause and effect and may be taught some tricks; but his capacity in
these respects has not been a whit increased during all the ages he
has been the associate of improving man, and the dog of civilization
is not a whit more accomplished or intelligent than the dog of the
wandering savage. We know of no animal that uses clothes, or cooks its
food, or makes itself tools or weapons, or has an articulate language.
But men who do not do such things have never yet been found, or heard
of, except in fable. That is to say, man, wherever we know him,
exhibits this power - the capacity to supplement what nature has done
for him by what he does for himself. And, in fact, so inferior is the
physical endowment of man, that there is no part of the world where
without this faculty he could maintain an existence.
Man everywhere and at all times exhibits this faculty. But the
degree in which he makes use of it greatly varies. Between the rude
canoe and the steamship, between the roughly carved wooden idol and
the breathing marble of Grecian art, between savage knowledge and
modern science, there is an enormous difference.
Conditions of Social Advancement
The varying degrees in which this faculty is used cannot be
ascribed to differences in original capacity. The most highly improved
peoples of the present day were savages within historic times, and we
meet with the widest differences between peoples of the same stock.
Nor can they be wholly ascribed to differences in physical
environment; the cradles of learning and the arts are now in many
cases tenanted by barbarians. All these differences are evidently
connected with social development. Beyond perhaps the veriest
rudiments, it becomes possible for man to improve only as he lives
with his fellows. All these improvements, therefore, in man's powers
and condition we summarize in the term civilization. Men improve as
they become civilized, or learn to cooperate in society.
What is the law of this improvement? By what common principle
can we explain the different stages of civilization at which different
communities have arrived? In what does the progress of civilization
essentially consist, that we may say of varying social adjustments
that this favours it, and that does not; or explain why an institution
or condition that may at one time advance it may at another time
retard it?
The Evolutionary Theory
The prevailing belief is that the progress of civilization is a
development or evolution, in the course of which man's powers are
increased and his qualities improved by the operation of causes
similar to those that are relied upon as explaining the genesis of
species, namely, the survival of the fittest and the hereditary
transmission of acquired qualities. In other words, the belief is that
civilization is the result of forces that slowly change the character
and improve and elevate the powers of man; and that this improvement
tends to go on increasingly to a higher and higher civilization.
But the moment that those who hold this theory of progression,
which seems so natural to us amid an advancing civilization, look
around the world, they come against an enormous fact - the fixed,
petrified civilizations. How, upon the theory that human progress is
the result of general and continuous causes, shall we account for the
civilizations that have progressed so far and then stopped? It cannot
be said of the Hindoo and of the Chinese that our superiority is the
result of a longer education; that we are, as it were, the grown men
of nature, while they are the children. The Hindoos and the Chinese
were civilized when we were savages. They had great cities, highly
organized and powerful governments, literatures, philosophies,
polished manners, considerable division of labour, large commerce and
elaborate arts, when our ancestors were wandering barbarians, living
in huts and skin tents. While we have progressed from this savage
state, they have stood still.
The most fixed and petrified of all civilizations of which we
know anything was that of Egypt, where even art finally assumed a
conventional and inflexible form. But we know that behind this must
have been a time of life and vigour - a freshly developing and
expanding civilization, such as ours is now - or the arts and sciences
could never have been carried to such a pitch. And recent excavations
have brought to light from beneath what we before knew of Egypt an
earlier Egypt still - in statues and carvings, which instead of a hard
and formal type beam with life and expression, and show art
struggling, ardent, natural and free, the sure indication of an active
and expanding life.
Arrested Civilizations
If progress be the result of fixed laws, inevitable and
eternal, which impel men forward, how shall we account for those
arrested civilizations? It is not merely that men have gone so far on
the path of progress and then stopped; it is that men have gone far on
the path of progress and then gone back. It is not merely an isolated
case that thus confronts the theory - it is the universal rule. Every
civilization that the world has yet seen has had its period of
vigorous growth, of arrest and stagnation; its decline and fall. Of
all the civilizations that have arisen and flourished, there remain
only those that have been arrested, and our own, which is not yet as
old as were the pyramids when Abraham looked upon them - while behind
the pyramids were twenty centuries of recorded history.
That our own civilization has a broader base, is of a more
advanced type, moves quicker and soars higher than any preceding
civilization is undoubtedly true; but in these respects it is hardly
more in advance of the Greco-Roman civilization than that was in
advance of Asiatic civilization; and if it were, that would prove
nothing as to its permanence and future advance, unless it be shown
that it is superior in those things which caused the ultimate failure
of its predecessors.
In truth, nothing could be further from explaining the facts of
universal history than the theory that civilization is the result of a
course of natural selection which operates to improve and elevate the
powers of man. Civilization has arisen at different times, in
different places, and has progressed at different rates, which is not
inconsistent with the theory, for it might result from the unequal
balancing of impelling and resisting forces. But absolutely
inconsistent with this theory is the fact that progress has nowhere
been continuous, but has everywhere been brought to a standstill or
has retrogressed. For if progress operated to fix an improvement in
man's nature and thus to produce further progress, though there might
be occasional interruption, yet the general rule would be that
progress would be continuous - that advance would lead to advance, and
civilization develop into higher civilization.
Dead Empires
Not merely the general rule, but the universal rule, is the
reverse of this. The earth is the tomb of dead empires, no less than
of dead men. Instead of progress fitting men for greater progress,
every civilization that was as vigorous and advancing in its time, as
ours is now, has of itself come to a stop. Over and over again art has
declined, learning sunk, power waned and population become sparse -
until the remnants of people who had built great temples and mighty
cities, turned rivers and pierced mountains, cultivated the earth like
a garden and introduced the utmost refinement into the minute affairs
of life, were squalid barbarians who had lost even the memory of what
their ancestors had done and regarded the surviving fragments of
former grandeur as the work of genii or the mighty race before the
Flood. "Even this, O Rome, must one day be thy fate!" wept
Scipio over the ruins of Carthage; and Macaulay's picture of the New
Zealander musing upon the broken arch of London Bridge appeals to the
imagination even of those who see cities rising in the wilderness and
help to lay the foundations of new empires. And so when we erect a
public building, we make a hollow in the largest corner stone and
carefully seal within it some mementos of our day, looking forward to
the time when our works shall be ruins and ourselves forgotten.
The theory that civilization advances by changes wrought in the
nature of man fails to explain the facts, for in every case it is not
the race that has been educated and hereditarily modified by the old
civilization that begins the new, but a fresh race coming from a lower
level. It is the barbarians of the one epoch who have been the
civilized men of the next, to be in their turn succeeded by fresh
barbarians. Heretofore it has always been the case that men under the
influences of civilization, though at first improving, afterwards
degenerate. Every civilization that has been overwhelmed by barbarians
has really perished from internal decay.
Individuals and Nations
Shall we therefore say that there is a national or race life as
there is an individual life - that every social aggregate has, as it
were, a certain amount of energy, the expenditure of which
necessitates decay? This is an old and widespread idea that may be
seen constantly cropping out incongruously in the writings of the
expounders of the development philosophy. But while its members are
constantly reproduced in all the fresh vigour of childhood, a
community cannot grow old, as does a man, by the decay of its powers.
While its aggregate force must be the sum of the forces of its
individual components, a community cannot lose vital power unless the
vital powers of its components are lessened. Yet in the common analogy
that likens the life power of a nation to that of an individual lurks
the recognition of an obvious truth - the truth that the obstacles
that finally bring progress to a halt are raised by the course of
progress and that what has destroyed all previous civilizations has
been the conditions produced by the growth of civilization itself.
Differences in Civilization - Their
Causes
In any large community we may see, as between different classes
and groups, differences of the same kind as those existing between
communities which we speak of as differing in civilization differences
of knowledge, belief, custom, taste and speech, which in their
extremes among people of the same race, living in the same country,
show differences almost as great as those between civilized and savage
communities. As all stages of social development, from the Stone Age
up, are yet to be found in contemporaneously existing communities, so
in the same country and in the same city are to be found, side by
side, groups that show similar diversities. In such countries as
England and Germany children of the same race, born and reared in the
same place, will grow up speaking tile language differently, holding
different beliefs, following different customs and showing different
tastes; and even in such a country as the United States differences of
the same kind, though not of the same degree, may be seen between
different circles or groups.
But these differences are certainly not innate. No baby is born
a Methodist or a Catholic, or to drop its aitches or to sound them.
All the differences that distinguish different groups or circles are
derived from association within these circles.
The Janissairies were made up of youths torn from Christian
parents at an early age, but they were none the less fanatical Moslems
and they none the less exhibited all the Turkish traits. The Jesuits
and other orders show distinct character, but it is certainly not
perpetuated through hereditary transmissions. And even such
associations as schools or regiments, where the components remain but
a short time and are constantly changing, exhibit general
characteristics which are the result of mental impressions perpetuated
through association.
It is this body of traditions, beliefs, customs, laws, habits
and associations, which arise in every community and surround every
individual, that is the great element in determining national
character. It is this, rather than hereditary transmission, that makes
the Englishman differ from the Frenchman, the German from the Italian
and the American from the Chinese. It is in this way that national
traits are preserved, extended, or altered.
Physical and Mental Attributes
A race of men with no greater mental activity than the animals
- men who only ate, drank, slept and propagated - might, I doubt not,
by careful treatment and selection in breeding be made in course of
time to exhibit as great diversities in bodily shape and character as
have been produced by similar means in the domestic animals. But there
are no such men; and in men as they are, mental influences, acting
through the mind upon the body, would constantly interrupt the
process. In all probability men have been upon the earth longer than
many species of animals. They have been separated from each other
under differences of Climate that produce the most marked differences
in animals, and yet the physical differences between the different
races of men are hardly greater than the difference between white
horses and black horses - they are certainly nothing like as great as
between dogs of the same sub-species, as, for instance, the different
varieties of the terrier or spaniel. And even as to these physical
differences between races of men, it is held by those who account for
them by natural selection and hereditary transmission that they were
brought out when man was much nearer the animal - that is to say, when
he had less mind.
And if this be true of the physical constitution of man, in how
much higher degree is it true of his mental constitution? All our
physical parts we bring with us into the world; but the mind develops
afterwards.
Take a number of infants born of the most highly civilized
parents and transport them to an uninhabited country. Suppose them in
some miraculous way to be sustained until they come of age to take
care of themselves, and what would you have? More helpless savages
than any we know of. They would have fire to discover; the raciest
tools and weapons to invent; language to construct. They would, in
short, have to stumble their way to the simplest knowledge such as the
lowest races now possess, just as a child learns to walk. That they
would in time do all these things I have not the slightest doubt, for
all those possibilities ar latent in the human mind just as the power
of walking is latent in the human frame, but I do not believe they
would do them any better or worse, any slower or quicker, than the
children of barbarian parents placed in the same conditions. Given the
very highest mental powers that exceptional individuals have ever
displayed, and what could mankind be if one generation were separated
from the next by an interval of time, as are the seventeen-year
locusts? One such interval would reduce mankind, not to savagery, but
to a condition compared with which savagery, as we know it, would seem
civilization.
Essential Similarities in Human
Nature
And reversely, suppose a number of savage infants, unknown to
the mothers (for even this would be necessary to make the experiment a
fair one), could be substituted for as many children of civilization,
can we suppose that growing up they would show any difference? I think
no one who has mixed much with different peoples and classes will
think so. The great lesson that is thus learned is that "human
nature is human nature all the world over." And this lesson, too,
may be learned in the library. I speak not so much of the accounts of
travellers, for the accounts given of savages by the civilized men who
write books are very often just such accounts as savages might give of
us could they make flying visits and then write books; I speak of
those mementos of the life and thought of other times and other
peoples, which, translated into our language of today, are like
glimpses of our own lives and gleams of our own thought. The feeling
they inspire is that of the essential similarity of men. "This,"
says Emanuel Deutsch - "this is the end of all investigation into
history or art. They were even as we are."
Modern Man and his Precursors
There is no warrant for assuming mental improvement in the race
within any time of which we have knowledge. Can modern civilization
show greater poets, artists, architects, philosophers, rhetoricians,
statesmen or soldiers than the ancient? There is no use in recalling
names; every schoolboy knows them. For our models and personifications
of mental power we go back to the ancients. If we can suppose Homer or
Virgil, Demosthenes or Cicero, Alexander, Hannibal or Caesar, Plato or
Lucretius, Euclid or Aristotle, as entering this life again, can we
suppose they would show any inferiority to the men of today? Or if we
take any period since the classic age, even the darkest, or any
previous period of which we know anything, shall we not find men who
in the conditions and degree of knowledge of their times showed mental
power of as high an order as men show now? And among the less advanced
races do we not today, whenever our attention is called to them, find
men who in their conditions exhibit mental qualities as great as
civilization can show? Did the invention of the railway, coming when
it did, prove any greater inventive power than did the invention of
the wheelbarrow when wheelbarrows were not? We of modern civilization
are raised far above those who have preceded us and those of the less
advanced races who are our contemporaries. But it is because we stand
on a pyramid, not that we are taller. What the centuries have done for
us is not to increase our stature, but to build up a structure on
which we may plant our feet.
The Part Heredity Plays
I do not mean to say that all men possess the same capacities,
or are mentally alike, any more than I mean to say that they are
physically alike. Among the countless millions that have come and gone
on this earth, there probably never were two that either physically or
mentally were exact counterparts. Nor yet do I mean to say that there
are not as clearly marked race differences in mind as there are
clearly marked race differences in body. I do not deny the influence
of heredity in transmitting peculiarities of mind in the same way, and
possibly to the same degree, as bodily peculiarities are transmitted.
Nevertheless there is, it seems to me, a common standard and natural
symmetry of mind as there is of body, towards which all deviations
tend to return. The conditions under which we fall may produce such
distortions as the Flatheads produce by compressing the heads of their
infants or the Chinese by binding their daughters' feet. But as
Flathead babies continue to be born with naturally shaped heads and
Chinese babies with naturally shaped feet, so does nature seem to
revert to the normal mental type. A child no more inherits his
father's knowledge than he inherits his father's glass eye or
artificial leg; the child of the most ignorant parents may become a
pioneer of science or a leader of thought.
The differences between the people of communities in different
places and at different times, which we call differences of
civilization, are not differences that inhere in the individuals, but
differences that inhere in the society. They are not differences
resulting from differences in the units, but they are differences
resulting from the - conditions under which these units are brought
within the society.
Importance of Social Environment
I take the explanation of the differences that distinguish
communities to be this: That each society, small or great, necessarily
weaves for itself a web of knowledge, beliefs, customs, language,
tastes, institutions and laws. Into the web woven by each society (or
rather, into these webs, for each community above the simplest is made
up of minor societies that overlap and interlace each other) the
individual is received at birth and continues until his death. This is
the matrix in which mind unfolds and from which it takes its stamp.
This is the way in which custom, and religions, and prejudices, and
tastes, and languages, grow up and are perpetuated. This is the way
skill is transmitted and knowledge is stored up, and the discoveries
of one time are made the common stock and stepping-stone of the next.
Though this is what often offers the most serious obstacles to
progress, it is this that makes progress possible. It is this that
enables any schoolboy in our time to learn in a few hours more of the
universe than Ptolemy knew, and places the most humdrum scientist far
above the level reached by the giant mind of Aristotle. This is to the
race what memory is to the individual. Our wonderful arts, our
far-reaching science, our marvellous inventions - they have come
through this.
Human progress goes on as the advances made by one generation
are in this way secured as the common property of the next and made
the starting-point for new advances.
Mental Power the Motor of Progress
What then is the law of human progress - the law that must
explain clearly and definitely why, though mankind started presumably
with the same capacities and at the same time, there now exist such
wide differences in social development? It is not difficult to
discover such a law. I do not pretend to give it scientific precision
but merely to point it out.
The incentives to progress are the desires inherent in human
nature - the desire to gratify the wants of the animal nature, the
wants of the intellectual nature and the wants of the sympathetic
nature; the desire to be, to know, and to do - desires that short of
infinity can never be satisfied, as they grow by what they feed on.
Mind is the instrument by which man advances and by which each
advance is secured and made the ground for new advances. Mental power,
therefore, is the motor of progress, and men tend to advance in
proportion to the mental power that is expended in progression - the
mental power that is devoted to the extension of knowledge, the
improvement of methods and the betterment of social conditions.
There is a limit to the work a man can do with his mind, as
there is to the work he can do with his body; therefore the mental
power that can be devoted to progress is only what is left after what
is required for non-progressive purposes. These non-progressive
purposes in which mental power is consumed may be classified as
maintenance and conflict. By maintenance I mean not only the support
of existence, but the keeping up of the social condition and the
holding of advances already gained. By conflict I mean not merely
warfare and preparation for warfare, but all expenditure of mental
power in seeking the gratification of desire at the expense of others,
and in resistance to such aggression.
To compare society with a boat - her progress through the water
will depend not upon the exertion of her crew, but upon the exertion
devoted to propelling her. This will be lessened by any expenditure of
force required for bailing, or any expenditure of force in fighting
among themselves, or in pulling in different directions.
The Essentials of Progress
In a separated state the whole powers of man are required to
maintain existence. Mental power is set free for higher uses only by
the association of men in communities, which permits the division of
labour and all the economies that come with the cooperation of
increased numbers. Therefore association is the first essential of
progress.
Improvement becomes possible as men come together in peaceful
association, and the wider and closer this association is, the greater
are the possibilities of improvement. And as the wasteful expenditure
of mental power in conflict becomes greater or less as the moral law
which accords to each an equality of rights is ignored or is
recognized, so equality (or justice) is the second essential of
progress.
Thus association in equality is the
law of progress.
Association frees mental power for expenditure in improvement,
and equality (or justice, or freedom, for the terms here signify the
same thing - the recognition of the moral law) prevents the
dissipation of this power in fruitless struggles.
Man is social in his nature. He does not require to be caught
and tamed in order to induce him to live with his fellows. The utter
helplessness with which he enters the world, and the long period
required for the maturity of his powers, necessitate the family
relation; and that, as we may observe, is wider, and in its extensions
is stronger, among the ruder than among the more cultivated peoples.
The first societies are families, expanding into tribes, still holding
a mutual blood relationship even when they have become great nations
claiming a common descent.
Men tend to progress just as they come closer together. By
cooperation with each other they increase the mental power that may be
devoted to improvement, but just as conflict is provoked, or
association develops inequality of condition and power, this tendency
to progression is lessened, checked, and finally reversed.
Why Rome Fell
Long before Goth or Vandal had broken through the cordon of the
legions, even while her frontiers were advancing, Rome was dead at the
heart. Great estates had ruined Italy. Inequality had dried up the
strength and destroyed the vigour of the Roman world. Government
became despotism, which even assassination could not temper;
patriotism became servility; vices the most foul flouted themselves in
public; literature sank to puerilities; learning was forgotten;
fertile districts became waste without the ravages of war-everywhere
inequality produced decay, political, mental, moral and material. The
barbarism that overwhelmed Rome came not from without, but from
within. It was the necessary product of the system that had
substituted slaves and colonii for the independent husbandmen
of Italy and had carved the provinces into estates for senatorial
families.
The Basis of Civilization
In all its details, as in its main features, the rise and
growth of European civilization illustrates the truth that progress
goes on just as society tends toward closer association and greater
equality. Civilization is cooperation. Union and liberty are its
factors. The great extension of association - not alone in the growth
of larger and denser communities, but in the increase of commerce and
the manifold exchanges that knit each community together and link them
with other though widely separated communities - the growth of
international and municipal law; the advances in security of property
and of person, in individual liberty and towards democratic
government; advances, in short, towards the recognition of the equal
rights to life, liberty, and the pursuit of happiness. It is this that
makes our modern civilization so much greater, so much higher, than
any that has gone before. It is these that have set free the mental
power that has rolled back the veil of ignorance that hid all but a
small portion of the globe from man's knowledge; the mental power that
has measured the orbits of the circling spheres and bids us see
moving, pulsing life in a drop of water; that has opened to us the
ante-chamber of nature's mysteries and read the secrets of a
long-buried past; has harnessed in our service physical forces beside
which man's efforts are puny, and has increased productive power by a
thousand great inventions.
Repulsive Views on War and Slavery
In that spirit of fatalism to which I have alluded as pervading
current literature, it is the fashion to speak even of war and slavery
as means of human progress. But war, which is the opposite of
association, can only aid progress when it prevents further war or
breaks down anti-social carriers that are themselves passive war. As
for slavery, I cannot see how it could ever have aided in establishing
freedom. From the very rudest state in which man can be imagined,
freedom, the synonym of equality, has been the stimulus and condition
of progress. Slavery never did and never could aid improvement.
Whether the community consists of a single master and a single slave
or of thousands of masters and millions of slaves, slavery necessarily
involves a waste of human power. For not only is slave labour less
productive than free labour, but the power of masters is likewise
wasted in holding and watching their slaves, and is called away from
directions in which real improvement lies. From first to last,
slavery, like every other denial of the natural equality of men, has
hampered and prevented progress. Just in proportion as slavery plays
an important part in the social organization, so does improvement
cease. That slavery in the classical world was so universal is
undoubtedly the reason why the mental activity which so polished
literature and refined art never hit on any of the great discoveries
and inventions that distinguish modern civilization. In a
slave-holding community the upper classes may become luxurious and
polished; but never inventive. Whatever degrades the labourer and
whatever robs him of the fruits of his toil stifles the spirit of
invention and forbids the utilization of inventions and discoveries
even when made.
To freedom alone is given the spell of power which summons the
genii in whose keeping are the treasures of earth and the viewless
forces of the air. The law of human progress, what is it but the moral
law? just as social adjustments promote justice, just as they
acknowledge the equality of right between man and man, just as they
ensure to each the perfect liberty which is bounded only by the equal
liberty of every other, must civilization advance. Just as they fail
in this, must advancing civilization come to a halt and recede.
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