Certain aspects of the doctrine of the "economic
interpretation" form a natural and convenient avenue of approach
to a consideration of the relations between economics and ethics and
throw light on the scope and method of both these divisions of
knowledge. It is this more general problem which is the object of
attack in the present paper, which is not primarily an attempt to make
a contribution to the technical discussion of the famous theory named
in the title. This theory is useful for present purposes because it
suggests the fundamental question as to whether there is really a
place in the scheme of thought for an independent ethics or whether
ethics should be displaced by a sort of higher economics.
Economics and ethics naturally come into rather intimate
relations with each other since both recognizedly deal with the
problem of value. Two of these lines of relation are especially
interesting in their bearing upon the vexed problem of scope and
method in economics. In the first place, the separation between theory
and practice, or between science and art, offers special difficulties
in this field, for reasons which it would carry us away from our
central theme to elaborate here. The unfortunate but familiar result
of this fact is that economists have spent much of their energy in
disputations as to whether the science is properly concerned with
facts and cause-and-effect relations, or with "welfare." In
other provinces of science such controversies would seem absurd.
There is another and deeper source of confusion in the
conception of the method of economics which also involves the relation
between economics and ethics and which will lead directly into the
problem of this paper. It relates to the ultimate data of economics,
regarded as a pure science, dedicated to the search for truth and
purified of all prejudices as to the goodness or badness of its
principles and results. In this respect also economics has been far
behind the natural sciences. Insufficient attention has been given to
the separation between constants and variables; needless controversy
and wasted effort have resulted from overlooking the fact that
constants from one point of view may be variables from another,
particularly that factors which are sensibly constant over short
periods of time must be treated as variables when longer periods are
under discussion.
Of the various sorts of data dealt with in economics no group is
more fundamental or more universally and unquestioningly recognized as
such than human wants. Yet one main purpose of the present discussion
is to raise serious question as to the sense in which these wants can
be treated as data, or whether even they are properly scientific data
at all. We propose to suggest that these wants which are the common
starting-point of economic reasoning are from a more critical point
of view the most obstinately unknown of all the unknowns in the whole
system of variables with which economic science deals. The answer to
this question of whether and in what sense wants are data will be
found to involve a clarification of the nature of economics as a
science, of the nature of ethics, and of the relations between the
two. If human wants are data in the ultimate sense for scientific
purposes, it will appear that there is no place for ethical theory in
the sense in which ethicists have conceived that subject, but that its
place must be taken by economics. It will be interesting to observe
that in view of a logically correct distinction between ethics and
economics, the great majority of economists not only, but in addition
no small proportion of thinkers calling themselves ethicists, have not
really believed in ethics in any other sense than that of a more or
less "glorified" economics.
To state the fundamental issue briefly at the outset, are the
motives with which economics has to do -- which is to say human
motives in general -- "wants," "desires" of a
character which can adequately be treated as facts in the
scientific sense, or are they "values," or "oughts,"
of an essentially different character not amenable to scientific
description or logical manipulation? For if it is the intrinsic nature
of a thing to grow and change, it cannot serve as a scientific datum.
A science must have a "static" subject-matter; it must talk
about things which will "stay put"; otherwise its statements
will not remain true after they are made and there will be no point to
making them. Economics has always treated desires or motives as facts,
of a character susceptible to statement in propositions, and
sufficiently stable during the period of the activity which they
prompt to be treated as causes of that activity in a scientific sense.
It has thus viewed life as a process of satisfying desires. If this is
true then life is a matter of economics; only if it is untrue, or a
very inadequate view of the truth, only if the "creation of value"
is distinctly more than the satisfaction of desire, is there room for
ethics in a sense logically separable from economics.
In a more or less obscure and indirect way, the treatment of
wants as data from which and with which to reason has already been
challenged more than once. More or less conscious misgivings on this
point underlie the early protests made by economists of the historical
variety against the classical deductive economics, and the same is
true in a more self-conscious way of the criticism brought by the
modern "historismus," the "institutional economics"
of Veblen, Hamilton, and J. M. Clark. Thus especially Clark,[Note
1] whose position most resembles that herein taken, observes
that the wants which impel economic activity and which it is directed
toward satisfying are the products of the economic process itself: "In
a single business establishment one department furnishes the desires
which the other departments are to satisfy." Hitherto the chief
emphasis has been placed on the factual instability of wants and their
liability to be changed as well as satisfied by business activity.
This is usually coupled with a deprecating attitude, a tendency to
regard the growth of wants as unfortunate and the manufacture of new
ones as an evil; what have not advertising and salesmanship to answer
for at the hands of Veblen, for example! From the standpoint of
hedonism, which is to say of the economic philosophy of life, this
conclusion is undoubtedly correct. If the Good is Satisfaction, there
are no qualitative differences, no "higher" and "lower"
as between wants, and that is better which is smaller and most easily
appeased.
It is not on any sentimental or idealistic ground, but as a
plain question of the facts as to how the ordinary man conceives his
own wants and interprets them in conduct that we shall argue against
this view of the matter. Wants, it is suggested, not only are
unstable, changeable in response to all sorts of influences, but it is
their essential nature to change and grow; it is an inherent inner
necessity in them. The chief thing which the common-sense individual
actually wants is not satisfactions for the wants which he has, but
more, and better wants. The things which he strives to get in
the most immediate sense are far more what he thinks he ought to want
than what his untutored preferences prompt. This feeling for what one
should want, in contrast with actual desire, is stronger in
the unthinking than in those sophisticated by education. It is the
latter who argues himself into the "tolerant" (economic)
attitude of de gustibus non disputandum; the man in the street
is more likely to view the individual whose tastes are "wrong"
as a scurvy fellow who ought to be despised if not beaten up or shot.
A sounder culture leads away from this view, to be sure, but it
leads to a form of tolerance very different from the notion that one
taste or judgment is as good as another, that the fact of preference
is ultimately all there is to the question of wants. The consideration
of wants by the person who is comparing them for the guidance of his
conduct and hence, of course, for the scientific student thus
inevitably gravitates into a criticism of standards, which
seems to be a very different thing from the comparison of given
magnitudes. The individual who is acting deliberately is not merely
and perhaps not mainly trying to satisfy given desires; there is
always really present and operative, though in the background of
consciousness, the idea of and desire for a new want to be
striven for when the present objective is out of the way.
Wants and the activity which they motivate constantly look
forward to new and "higher," more evolved and enlightened
wants and these function as ends and motives of action beyond the
objective to which desire is momentarily directed. The "object"
in the narrow sense of the present want is provisional; it is as much
a means to a new want as end to the old one, and all intelligently
conscious activity is directed forward, onward, upward, indefinitely.
Life is not fundamentally a striving for ends, for satisfactions, but
rather for bases for further striving; desire is more fundamental to
conduct than is achievement, or perhaps better, the true achievement
is the refinement and elevation of the plane of desire, the
cultivation of taste. And let us reiterate that all this is true to
the person acting, not simply to the outsider, philosophizing
after the event.
In order to substantiate and support the doctrine thus sketched
we turn to consider briefly the opposite view, which is that of the "economic
interpretation." Historically this doctrine is associated with
the so-called "scientific" socialism,[Note
2] but we are here interested in it not in connection with any
propaganda or policy, but simply as a theory of conduct, as one answer
to the question of the relation between economics and ethics. Our
first task is to find out what the doctrine really means.
The somewhat various statements of the theory reduce in general
to the proposition that the course of history is "determined"
by "economic" or "materialistic" considerations.
All of these terms raise questions of interpretation, but the issue
may be stated briefly. In the first place, the course of history is a
matter of human behaviour, and we shall as already indicated consider
the problem in its broader aspect as a general theory of motivation.
As to the word "determined," it is taken for granted that
conduct is determined by motives; the statement is really a truism.
The issue then relates to the fundamental character of motives; are
they properly to be described as materialistic or economic, in their
nature? Between these two terms it is better to use "economic";
a "materialistic" motive would seem to be a contradiction in
terms; a "motive" is meaningless unless thought of as a
phenomenon of consciousness. The opposite view would merely throw us
back upon a denial that conduct is determined by motives at all.
Without attempting a philosophical discussion of this question we
shall take the common-sense position.[Note 3]
Are human motives, then, ultimately or predominantly economic?
If the expression, "economic motive" is to have any definite
and intelligible meaning, it must be possible to distinguish between
economic motives and other motives. The expression is, of course,
widely used in learned and scientific discussion as well as in
everyday speech, with the feeling that such a differentiation exists,
but examination fails to show any definite basis for it or to disclose
the possibility of any demarcation which is not arbitrary and
unscientific. In a rough way, the contrast between economic and other
wants corresponds to that between lower and higher or necessary and
superfluous. The economic motives are supposed to be more "fundamental";
they arise out of necessities, or at least needs, or at the very least
out of the more universal, stable, and materially grounded desires of
men. The socialistic popularizers of the theory under discussion have
leaned toward the narrower and more definite and logical conception of
downright necessities.[Note 4]
The view of the man in the street, as shown by students
beginning the study of economics, and also common in text-book
definitions of the science, is that the economic side of life is
summed up in "making a living." But what is a living? If by
a living we mean life as it is actually lived, everything is included,
recreation, culture, and even religion; there is no basis for a
distinction between the economic and anything else, and the term has
no meaning. At the other extreme would be the idea of what is really
necessary, the physiological requisites for the maintenance of life.
Even this turns out on examination to be hopelessly ambiguous. Does "life"
mean the life of the individual only, or that of the group or race? If
the latter, does it include the increase of numbers, or only their
maintenance at the existing level, or some other level? Does what is "necessary"
refer to conditions under which life will be preserved or
numbers maintained or increased, or only those under which it could
be done? and under what assumptions as to the tastes and standards,
and the scientific and technological equipment of the people? Even if
we think of a population rigidly controlled as to their reproductive
function (which is scarcely conceivable), the birth rate necessary to
maintain numbers at a constant level would depend upon the death rate
and hence would vary widely with the scale of living itself.
We doubt whether the conception of necessity can even theoretically be
defined in sufficiently objective terms to make it available for
scientific purposes.
Between these two extremes of what people actually get and what
they rigorously require in order to live, the only alternative is some
conventional notion of what is "socially necessary," or of a
"decent minimum." It is obvious that such a conception of a "living"
is still more indefinite than the others, and the way seems to be
closed to any objectively grounded differentiation between the making
of a living and any other kind or portion of human activity.[Note
5]
Another common-sense notion of the meaning of economic activity
is that it includes everything which involves the making and spending
of money or the creation and use of things having a money value. It
will presently be argued that this is substantially correct for
practical purposes as far as it goes, though it directly or indirectly
covers virtually the whole life activity of a modern man and has to be
limited to certain aspects of that activity. It is interesting to ask
how much of our ordinary economic activity (economic in the sense
indicated) is concerned with things which can reasonably be argued to
be "useful" not to say necessary -- if by useful we mean
that it contributes to health and efficiency, or even to happiness. If
we begin with food, the most material and necessary of our
requirements, it is obvious that but a fraction of a modest
expenditure for board in an American town would come under this head.[Note
6] And proceeding in order to our other "material"
needs, clothing, shelter, furniture, etc., it is apparent that the
farther we go the smaller the fraction becomes. And it is not a large
fraction of a fairly comfortable income which goes for all these
items, if the purely ornamental, recreative, and social aspects are
excluded.
Moreover, when we scrutinize the actual motives of actual
conduct it is clear that the consciously felt wants of men are not
directed toward nourishment, protection from the elements, etc., the
physiological meaning of the things for which money is spent. They
desire food, clothing, shelter, etc., of the conventional kinds
and amounts. It is an ethnological commonplace that men of one
social group will starve and freeze before they will adopt the
ordinary diet and garb of other groups. Only under the direst
necessity do we think in terms of ultimate physical needs as ends; the
compulsion to face life on this level is equivalent to abject misery.
A large proportion of civilized mankind would certainly commit suicide
rather than accept life on such terms, the prospect for improvement
being excluded. This interpretation of motives, which is the nearest
approach to a definite meaning that can be given to the economic
interpretation, is almost totally false. It is simply contrary to fact
that men act in order to live. The opposite is much nearer the truth,
that they live in order to act; they care to preserve their lives in
the biological sense in order to achieve the kind of life they
consider worth while. Some writer (not an economist or psychologist!)
has observed that the love of life, so far from being the most
powerful of human motives is perhaps the weakest; in any case it is
difficult to name any other motive or sentiment for which men do not
habitually throw away their lives.[Note 7]
When we turn from the preservation of individual life to that of
the race as a motive a similar situation is met with. Men will give up
their lives for the group, but not for its mere life; it is
for a better or at least a worthy life that such sacrifices are made.
The life of the individual is logically prior to that of the group, as
our physiological needs are logically prior to the higher ones, but
again that is not the actual order of preference. Probably few
civilized men would refuse to die for their fellows if it were clear
that the sacrifice were necessary and that it would be effective.
But when materialistic interpreters speak of the perpetuity of
the group as a motive they are likely to have in mind not this result
in the abstract, but rather sex-feeling, the means by which continuity
and increase are secured in the animal world. Here again they are
squarely wrong; social existence and well-being in the abstract are
more potent than sex attraction in any crude interpretation. With sex
experience as with food, it is not the thing as such which dominates
the civilized individual. His sex requirement is as different from
that of animals as a banquet with all fashionable accompaniments is
from the meal of a hungry carnivore which has made a kill, or a
buzzard whose olfactory sense has guided him to a mellow piece of
carrion. It is again a question of fact, and the fact patently is
that when the biological form of the motive conflicts with the
cultural, aesthetic, or moral part of it -- as more or less it about
always does -- it is the former which gives way. Sex debauchery is, of
course, common enough, but this also rather obviously involves about
as much cultural sophistication as does romantic or conjugal love,
though of a different kind.[Note 8]
On every count this biological interpretation of human conduct
falls down; no hunger and sex theory of human motives will stand
examination. It will not be denied that human interests have evolved
out of animal desires, and are ultimately continuous with them; and an
understanding of animal behaviour can throw light on human problems,
but only if interpreted with the utmost caution. Man has risen clear
above, or if this seems to beg any philosophical questions he has at
least gotten clear away from the plane where life is the end of
activity; he has in fact essentially reversed this relation. It is not
life that he strives for, but the good life, or at the ultimate
minimum a decent life, which is a conventional, cultural concept, and
for this he will throw away life itself; he will have that or nothing.
He has similar physical requirements with the animals, but has become
so "particular" as to their mode of gratification that the
form dominates the substance. A life in which bare existence is the
end is intolerable to him. When his artificial, cultural
values are in ultimate conflict with physical needs he rather
typically chooses the latter, sacrificing quantity of life to quality,
and it is hard to see how he could be prevented from doing so. We can
scarcely imagine a slave society placed under physical compulsion so
effective that men would permanently live in it. If they were given
the least sight or knowledge of their masters and their masters' way
of life, no provision however bountiful for all physical wants would
prevent some irrational individual from setting up a cry for "liberty
or death" and leading his willing fellows to the achievement of
one or the other. It is a familiar historical fact that it is not the
violently oppressed populations which rebel, but those whose milder
bondage leaves them fairly prosperous.[Note 9]
The assumption of the materialistic, or economic, or biological
interpretation of conduct is that when men must choose between some "real
need" and a sentimental consideration they will take the former.
The truth is that when the issue is drawn they typically do the
reverse. For any practical social purpose, beauty, play,
conventionality, and the gratification of all sorts of "vanities"
are more "necessary" than food and shelter.[Note
10]
Some attention must now be given to another method of
interpreting conduct, closely related to the biological and like it
aimed at supplying an objective measure of well-being. This is the
theory that man has inherited certain instincts which must
achieve a substantial measure of successful expression in action or
the individual will develop maladjustment, baulked disposition, and
unhappiness. We cannot go at length into the failure of this theory
either to explain actual behaviour or to yield ideal requirements, and
fortunately it is unnecessary to do so as the doctrine is now properly
passing out of favour. The significance to be
claimed for the theory is that of supplementing the biological
interpretation. Certain acts not now useful in the biological sense
are assumed to have been so in the past under different conditions,
and the organism has become so adjusted to them that its normal
functioning depends upon their continued performance.
If instincts are to be scientifically useful, it must surely be
possible to get some idea of their number and identity. But there has
always been substantially unanimous disagreement on this point.
Logically the choice seems to lie between a meaningless single
instinct to do things-in-general and the equally meaningless
hypothesis of a separate instinct for every possible act. Between
these two views is a free field for arbitrary classification. Such
fairly concrete lists as have been given consist chiefly of
enumerations of the possible alternatives of action in possible types
of conduct situations, and largely reduce to pairs of opposites. For a
single illustration, an animal in danger may fight or run. Hence our
theorists come forward with an "instinct" for each of these
types of reaction. This of course tells us nothing of what we want to
know which is, which one of the possible reactions will take
place. It is not enlightening to be told that conduct consists in
choosing between possible alternatives.
A mere classification of feelings or cravings has some interest,
however void of scientific utility it may be, but the psychologist can
hardly claim to have "discovered" the emotions. In this
connection it is interesting to consider the extent to which motives
do fall into pairs of opposites. There are numerous such couples or
polarizations which cut deeper into human nature than do the proposed
instincts. Our reasons for wanting things come down in astonishingly
large measure to the desire to be like other people, and the desire to
be different; we wish to do things because we can, or because we
cannot; we crave companionship, of the right kind, but the requirement
of privacy, even solitude, is equally imperative; we like the
familiar, also the novel, security but likewise adventure, and so on.
Acquisitiveness, the instinct which should be most saleable to the
economist, is perhaps but the opposite of our alleged gregariousness,
one being essentially the desire to exclude others from certain
interests and the other the desire to share them. All these, like
selfishness and unselfishness, have some meaning, but are hardly
suitable bases for a scientific classification. It is significant that
McDougall, the father of the modern instinct theory, regarded the
feeling element as the only stable part of the instinct, both stimulus
and reaction being subject to indefinite shift and change. The
unsuitability of such a view as a foundation for the superstructure
built upon it in the way of scientific laws of behaviour
hardly calls for comment.[Note 12]
From the instinct theory we turn naturally to the ancient
doctrine of psychology and ethics to which it is a handmaiden, that
the end of activity is a "harmonious adjustment" of the
organism, a smooth and unobstructed functioning of the digestive,
neuro-muscular, and glandular systems (and perhaps the reproductive
also, and any special structures concerned with tending the young or
other social activities) and for consciousness the feeling of
satisfaction or comfort that goes with this condition.[Note
13] Freudianism and abnormal psychology have seemed to confirm
this view, and Thorndyke[Note 14] also though
rather guardedly speaks of behaviour as controlled by "satisfiers"
and "annoyers." Perhaps a sufficient comment on the
hedonistic theory would be to run through again the main categories of
economic wants, food, clothing, shelter, amusement, etc, and simply
ask the candid question as to what fraction of the ordinary man's
expenditure for any of them makes him "feel better" or is
expected to do so. The higher one is in the economic scale, the more
successful in doing what all are trying to do, the larger is the
proportion of his consumption which tends to make him less, and not
more, "comfortable."
The authors of great imaginative literature -- always
indefinitely better psychologists than the psychologists so-called --
have never fallen into any such palpable delusion as the belief that
men either strive for happiness or expect to be made happy by their
striving. The same has been true of philosophers and religious
thinkers of all time, and even economists have recognized the futility
of attempting to satisfy wants. It is obvious that wants multiply in
at least as great a ratio as the heads of the famous hydra. Greeks as
well as Hindus, and Epicureans as well as Stoics and Cynics perceived
at the dawn of modern culture that it is indefinitely more "satisfactory"
and "economical" to repress desire than to attempt to
satisfy it. Nor do men who know what they do want -- and who have not
sapped their vitality by unnatural living or too much of a certain
kind of thinking -- want their wants satisfied. This argument of
economists and other pragmatists that men work and think to get
themselves out of trouble is at least half an inversion of the facts.
The things we work for are "annoyers" as often as "satisfiers";
we spend as much ingenuity in getting into trouble as in getting out,
and in any case enough to keep in effectively. It is our nature to "travel
afar to seek disquietude," and "'tis distance lends
enchantment to the view." It cannot be maintained that
civilization itself makes men "happier" than they are in
savagery. The purpose of education is certainly not to make anyone
happy; its aim is rather to raise problems than solve them; the
association of sadness and wisdom is proverbial, and the most famous
of wise men observed that "in much wisdom is grief, and he that
increaseth knowledge increaseth sorrow." Thus the pursuit of the "higher
things" and the crasser indulgences are alike failures if the
test is happiness.
But the test is not happiness. And by this we do not meant that
it ought not to be, but the simple fact that that is not what men
want. It is a stock and conclusive objection to utopias that men
simply will not live in a world where everything runs smoothly and
life is free from care. We all recall William James's relief at
getting away from Chatauqua. A man who has nothing to worry about
immediately busies himself in creating something, gets into some
absorbing game, falls in love, prepares to conquer some enemy, or
hunts lions or the North Pole or what not. We recall also the case of
Faust, that the Devil himself could not invent escapades and
adventures fast enough to give his soul one moment's peace. So he
died, seeking and striving, and the Angel pronounced him thereby "saved":
"Wer immer strebend sich bemüht, den können wir erlösen."
The pleasure philosophy is a false theory of life; there abide pain,
grief, and boredom: these three, and the greatest of these is boredom.
The Hindus thought this question of happiness through to the end long
ago, and reached the inevitable conclusion -- Nirvana -- just life
enough to enjoy being dead.[Note 15]
The idea of a distinction between economic wants and other wants
must be abandoned. There is no definable objective, whether
subsistence, gratification of fundamental impulses or pleasure, which
will serve to separate any of our activities from the body of conduct
as a whole. Nor, we aim especially to emphasize, is there any definable
objective which properly characterizes any of it. It simply is not
finally directed to the satisfaction of any desires or the achievement
of any ends external or internal[Note 16]
which can be formulated in propositions and made the subject of
logical discourse. All ends and motives are economic in that they
require the use of objective resources in their realization; all are
ideal, conventional, or sentimental in that the attempt to define
objective ends breaks down. Behind them all is "the restless
spirit of man," who is an aspiring rather than a desiring being;
and such a scientifically undescriptive and unsatisfactory
characterization is the best we can give.[Note 17]
For the purpose of defining economics the correct procedure
would appear to be to start from the ordinary meaning of the verb to
economize, that is, to use resources wisely in the achievement of given
ends. In so far as the ends are viewed as given, as data, then all
activity is economic. The question of the effectiveness of the
adaptation of means is the only question to be asked regarding
conduct, and economics is the one and all-inclusive science of
conduct.[Note 18] From this point of view the
problem of life becomes simply the economic problem, how to employ the
existing and available supplies of all sorts of resources, human and
material, natural and artificial, in producing the maximum amount
of want-satisfaction including the provision of new resources
for increased value production in so far as the present population
finds itself actually desiring future progress. The assumption that
wants or ends are data reduces life to economics[Note
19] and raises again the question with which we started out, Is
life all economics or does this view require supplementing by an
ethical view of value?
The conception of economics outlined above is in harmony with
the traditions of economic literature. The "economic man,"
the familiar subject of theoretical discussion, has been much
mistreated by both friends and foes, but such a conception, explicit
or implicit, underlies all economic speculation. The economic man is
the individual who obeys economic laws, which is merely to say that he
obeys some laws of conduct, it being the task of the science to find
out what the laws are. He is the rational man, the man who
knows what he wants and orders his conduct intelligently with a view
to getting it. In no other sense can there be laws of conduct or a
science of conduct; the only possible "science" of conduct
is that which treats of the behaviour of the economic man, i.e.,
economics in the very broad sense in which we have used the term. A
scientific principle necessarily takes the form, that under given
conditions certain things can be counted upon to happen; in the field
of conduct the given conditions are the desires or ends and the
rationale or technique for achieving them.
The objections raised to the notion of the economic man, are
however also sound in their own way. They reduce to the proposition
that there is no such man, and this is literally true. Human
beings do not in their conscious behaviour act according to laws, and
in the concrete sense a science of conduct is an impossibility They
neither know what they want -- to say nothing of what is "good"
for them -- nor act very intelligently to secure the things which they
have decided to try to get.[Note 20] The
limitation on intelligence -- knowledge of technique -- is not fatal
to the conception of a scientific treatment of behaviour, since people
are "more or less" intelligent, and "tend" to act
intelligently, and all science involves a large measure of
abstraction. Far more essentially is the limitation due to the fact
that the "given conditions," the causes at work, are not
really given, that wants are not ultimately data and the individual
more or less completely recognizes that they are not.
The definition of economics must, therefore, be revised to state
that it treats of conduct in so far as conduct is amenable to
scientific treatment, in so far as it is controlled by definable
conditions and can be reduced to law. But this, measured by the
standard of natural science, is not very far. There are no data
for a science of conduct in a sense analogous to natural science. The
data of conduct are provisional, shifting, and special to individual,
unique situations in so high a degree that generalization is
relatively fruitless. For the time being, an individual acts
(more or less) as if his conduct were directed to the
realization of some end more or less ascertainable, but at best
provisional and vague. The person himself is usually aware that it is
not really final, not really an "end"; it is only the end of
the particular act and not the ultimate end of that. A man engaged in
a game of chess acts as if the supreme value in life were to
capture his opponent's pieces; but this is obviously not a true or
final end; the circumstances which have led the individual to accept
it as end for the moment come largely under the head of accident and
cannot be reduced to law -- and the typical conduct situation in
civilized life is analogous to the game in all the essential respects.
A science of conduct is, therefore, possible only if its
subject- matter is made abstract to the point of telling us little or
nothing about actual behaviour. Economics deals with the form of
conduct rather than is substance or content. We can say that a man
will in general prefer a larger quantity of wealth to a smaller (the
principal trait of the economic man) because in the statement the term
"wealth" has no definite concrete meaning; it is merely an
abstract term covering everything which men do actually
(provisionally) want. The only other important economic law of
conduct, the law of diminishing utility, is almost as abstract; is
objective content is covered by the statement that men strive to
distribute income in some way most satisfactory to the person at the
time among an indefinite number of wants and means of satisfaction
rather than to concentrate upon one or a few. Such laws are
unimportant because they deal with form only and say virtually nothing
about content, but it is imperative to understand what they do and
what they do not mean.
If one wishes to study the concrete content of motives and
conduct he must turn from economic theory to biology, social
psychology, and especially culture history. Culture history is not,
therefore, a method of economics, as the historic quarrel would lead
one to think, but a different field of inquiry. It gives a genetic,
and not a scientific account of its subject-matter. History
has, indeed, tried to become a science and the effort has brought
forth numerous "philosophies of history," but it is open to
grave doubt whether "laws" of history exist and whether the
entire project is not based on a misconception.[Note
21]
If a science of economics is limited to the abstract form of
conduct and the treatment of conduct in the concrete takes the form of
history, rather than science, what is to be said of ethics? In
addition to the explanation of conduct in terms of motives and the
explanation of the motives, common sense does raise another kind of
question, that of the evaluation of motives. But we are met at
the outset with the logically insuperable difficulty that the
criticism of an end implies some standard, which can logically
only be another end, which to enter into logical discourse must be
viewed as a datum, like the first. Hence, scientifically we can never
get beyond the question of whether one end conflicts with another and
if so which is to be sacrificed. But this mere comparison of ends as
given magnitudes belongs to the economic calculation involved in
creating the maximum amount of value or want satisfaction out of a
given fund of resources; hence there seems to be no place for anything
but economics in the field of value, and scientifically there is none.
If we are to establish a place for ethics really distinct from
economics and independent of it, it must be done by finding ends or
standards which are something more than scientific data.[Note
22]
For those to whom ethics is only a more or less "glorified"
economics, virtue is correspondingly reduced to an enlarged prudence.
But the essential element in the moral common sense of mankind seems
to be the conviction that there is a difference between virtue and
prudence, between what one "really wants" to do and what one
"ought" to do; even if some religious or other "sanction"
makes it ultimately prudent to do right, at least it remains true that
it is prudent because right and not right because prudent or because
there is no difference between the two. A considerable part of the
literature of ethics consists of debate over the validity of this
distinction and of moral common sense, which is to say over whether
there is any such thing as ethics or not, and the question creates
perhaps the most fundamental division between schools of thought.
There was no difficulty for the Greeks, who had no word for duty or
conscience in their language, and there is none for the modern "pagan"
who considers these things as out-worn puritan superstitions. It must
appear dogmatic to seem to take sides on the question without working
out an entire philosophic system in justification of the position, but
we wish to point out that if there is to be a real ethics it
cannot be a science, and to cite a few reasons for believing in the
possibility of a real ethics.
The first of these considerations is the argument developed in
this paper that the view of ends as scientific data breaks down under
examination. The second is that the rational, economic, criticism of
values gives results repugnant to all common sense. In this view the
ideal man would be the economic man, the man who knows what he wants
and "goes after it" with singleness of purpose. The fact is,
of course, the reverse. The economic man is the selfish, ruthless
object of moral condemnation. Moreover, we do not bestow praise and
affection on the basis of conduct alone or mainly, but quite
irrationally on the motives themselves, the feelings to which we
impute the conduct.
We cannot dwell on the moral habitability of the world under
different hypotheses or argue the question whether such implications
constitute "evidence" for the hypothesis in question. The
disillusioned advocate of hard-headedness and clear thinking would
usually admit that the "moral illusion" has stood the
pragmatic test and concede its utility while contending that it is
scientifically a hoax. But it is pertinent to observe that the
brick-and-mortar world cannot be constructed for thought out of purely
objective data. There is always a feeling element in any belief. Force
and energy are notoriously feelings of ours which we read into things,
yet we cannot think of anything as real without force as a real.
Apparently we are incapable of picturing anything as existing without
putting a spark of our own consciousness into it. Behind every fact is
a theory and behind that an interest. There is no purely objective
reason for believing anything any more than there is for doing
anything, and if our feelings tell us nothing about reality then we
know and can know nothing about it. From this it is an easy step to
see that the intolerable repugnance of the idea that not only duty and
right, but all effort, aspiration and sacrifice are delusions is after
all as good a reason for believing that they are not as we have for
believing that the solid earth exists in any other sense than seeming
to us to do so.
But the main argument for the validity and necessity of a real,
nonscientific, transcendental ethics comes out of the limitations of
scientific explanation. We have seen that the "scientific"
treatment of conduct is restricted to its abstract form, that its
concrete content can only be explained "historically." But
in dealing with human problems we are constantly thrown back upon
categories still more remote from the scientific, upon relations which
cannot be formulated in logical propositions at all, and we must admit
that a large part of our "knowledge" is of this character.
That figurative language does convey a meaning, however, is
indisputable, and it is commonly a meaning which could not be
expressed literally. When Burns says that his Love is "like a
red, red rose," etc., when Kipling tells us of Fuzzy-Wuzzy that "'E's
a daisy, 'e's a ducky, 'e's a lamb," their words meaning
something, though it is not what they say! William James has commented
on the effectiveness of these comparisons whose physical basis is
undiscoverable, illustrating by the statements that a certain author's
style is like the atmosphere of a room in which pastilles have been
burning. Let anyone take even a science text-book and try to translate
all the figurative expressions into literal, purely logical form, and
he will realize how impossible it is to describe the world in terms
which mean definitely what they say.
Of this general description must be the criticism of values, as
it is the character of aesthetic and literary criticism. Our values,
our standards, are only more obviously of the same character which our
desires reveal on examination -- not describable because not stable,
growing and changing by necessity of their inner nature. This is, of
course, intellectually unsatisfactory. The scientific mind can rest
only in one of two extreme positions, that there are absolute values,
or that [e]very individual desire is an absolute and one as "good"
as another. But neither of these is true; we must learn to think in
terms of "value-standards" which have validity of a more
subtle kind. It is the higher goal of conduct to test and try these
values, to define and improve them, rather than to accept and "satisfy"
them. There are no rules for judging values, and it is the worst of
errors to attempt to make rules -- beyond the rule to "use good
judgment"; but it is also most false to assert that one opinion
is as good as another, that de gustibus non disputandum est.
Professor Tufts has put the question in a neatly epigrammatic way
which emphasizes its unsatisfactoriness from a rational, scientific
standpoint: "The only test for goodness is that good persons on
reflection approve and choose it -- just as the test for good persons
is that they choose and do the good."[Note
23]
If the suggestions above thrown out are sound, there is room in
the field of conduct for three different kinds of treatment: first, a
scientific view, or economics and technology; second, a genetic view,
or culture history; and third, for a Criticism of Values. The
discussion of the latter will, like literary and artistic criticism,
run in terms of suggestion rather than logical statement, in
figurative rather than literal language, and its principles will be
available through sympathetic interpretation rather than intellectual
cognition.[Note 24]
NOTES
Note 1. "Economics and Modern Psychology," Journal
of Political Economy, January and February, 1918. The quotation is
from page 8.
Note 2. It would be hard to imagine a more ill-mated team than
fatalism as the credal basis for revolutionary propaganda, and a
mechanistic philosophy of ruthless force and class war as the
background for a moral transformation of the world!
Note 3. In the writer's opinion a pure-science attitude in
psychology leads inevitably to behaviourism, to a discussion of
stimulation and response with consciousness out of it -- i.e., away
from "psychology." But it is false to the facts. Scientists
must recognize that we cannot free any science, not even physics, to
say nothing of psychology, entirely from subjective elements and
formulate it in purely objective terms.
Note 4. Quotations could be multiplied, from socialists and
others, to illustrate and prove the statement. Marx, indeed, is
typically vague and metaphysical. Perhaps as clear a statement as any
is that of Engels: "The determining consideration is always the
production and reproduction of actual life." (From an article in
the Sozialistische Akademiker, quoted in Ghent, Mass and
Class, chap. i.)
Note 5. The contrast between work and play may come to mind in
this connection, but a little scrutiny will show that it affords no
help from the difficulty. In a subsequent paper something will be said
concerning the economic and ethical bearing of play. [NOTE: See The
Ethics of Competition; (1923).]
Note 6. A considerably larger proportion may, of course be "necessary"
in the sense that under the actual conditions a person could not
obtain and live upon the requisite quantities of protein and calories
in the cheaper forms in which they might be had.
Note 7. One of the most serious defects of economics as an
interpretation of reality is the assumption that men produce in order
to consume. Except for those very low in the economic scale the
opposite is as near the truth, and the motives of a large part of even
"lower-class" consumption are social in their nature.
Note 8. It is of interest that the conduct which men denounce by
calling it "bestial" (in the field of sex and elsewhere) is
typically of a sort in which the "beasts" never indulge.
Animals are not promiscuous on principle, but merely indifferent to
the individual; they are rarely subject to the peculiar notion from
which man is as rarely free, that one individual of the opposite sex
is for sexual purposes different from others.
Note 9. We have omitted mention of the class struggle
historically associated with the economic interpretation. It may be
remarked in passing that the effective motive of insurrection, and
especially of its upper-class leadership, is essentially idealistic.
Revolutions would rarely if ever succeed without the belief that the
cause is right in the minds of both parties to the
struggle. The pet notion of Labriola, that people make up sentimental
reasons for their acts when their real motives are materialistic will
also gain more in truth than it will lose by being inverted. Back of
the much exploited economic motive in international antagonisms also,
conventional and sentimental considerations are clearly to be seen.
What men fight over in war is the conflict between cultures, devotion
to which is proverbially unconnected with any objective superiority.
Note 10. This thesis cannot be elaborated and emphasized as it
deserves to be. Some reference ought to be made to the most notorious
advocate of the opposite view among social philosophers, Herbert
Spencer. His work is a development of the principle that all human
values are to be gauged by the standard of tending to the "increase
of life," which principle he views as axiomatic from the angles
of right as well as necessity. Our contention is that actually the
increase of life is rather a by-product of activity, in a sense a
necessary evil.
It is interesting to note that "quantity of life" cannot be
given an objective meaning as a measurable quantity, to say nothing of
its ethical character. Life is a highly heterogeneous complex whose
elements resist reduction to any common denominator in physical terms.
How compare the quantity of life represented by a hog with that in a
human being? They are different kinds of things. To common
sense, a handful of fleas would seem to contain more "life"
than a town meeting or the Royal Society, but Mr. Spencer would hardly
contend that it represents more "value." The only purely
physical measurement of life that is readily conceivable would be a
determination of the quantity of energy in ergs involved in metabolic
change in a unit of time.
A confusion essentially the same as that of Spencer seems to
underlie the contrast between industrial and pecuniary values
developed by Veblen and Davenport. There is no mechanical measure of
values which will bear examination, and we cannot compare values or
kinds of value without having something to say about value-standards
for reducing to common terms magnitudes infinitely various in kind.
Note 11. Cf. Ellsworth Faris, "Are Instincts Data or
Hypotheses," American Journal of Sociology, September,
1921.
Also C. E Ayres, "Instinct and Capacity," Journal of
Philosophy, October 13 and 27, 1921.
Note 12. The logical defect of the instinct theory is a
misconception of the aims and methods of scientific procedure, which
fallacy also pervades the attempt to make psychology scientific. The
significance of instincts would lie in the application of the analytic
method to the study of consciousness (here, on its conative or
volitional side). Analysis in natural science means different things
in different cases, the general basis of its employment being that a
thing can be explained by showing what it is made of. In some cases we
can predict the whole from the parts by simple addition, in others by
vector addition, as of forces in mechanics. In other cases we can only
predict empirically as in chemistry. The properties of the compound
(except mass) bear no simple or general relation to those of the
elements, but we do know by experiment that the same compound can
always be obtained from the same elements by putting them together in
the same way (and conversely). The case of colours is interesting. One
spectral colour is physically as primary as another, yet a few are
primary in the sense that we can get the others by mixing
them. None of these assumptions hold in the study of
consciousness, and analysis must be given a very special meaning in
this field if it is to have any meaning at all. In our opinion
Professor Bode has put an eternal quietus on much of what passes for
science in psychology. See his paper on "The Doctrine of Focus
and Fringe," Philosophical Review, 1914.
Note 13. The socialists have assumed hedonism rather than argued
it. Spencer regarded it as also axiomatic that life-sustaining
activities are necessarily pleasure-giving (Data of Ethics,
Sec. 34) and vice versa. Modern pragmatism seems to run in terms of
the same two-fold assumption that The Good is identical with both the
biologically beneficial and the actually desired. It seems to us that
critical thought confirms common sense in repudiating both parts of
the dogma.
Note 14. The Original Nature of Man, New York, 1913.
Note 15. There is an incident in the Life of Pyrrhus, as told by
Plutarch, which shows the nature of man and his motives as much better
than all the scientific psychology ever written that it merits
repeating substantially as that author tells it.
"When Pyrrhus had thus retired into Epirus, and left
Macedonia, he had a fair occasion given him by fortune to enjoy
himself in quiet, and to govern his own kingdom in peace. But he was
persuaded, that neither to annoy others, nor to be annoyed by them,
was a life insufferably languishing and tedious. . . . His anxiety for
fresh employment was relieved as follows. (Then follows a statement of
his preparations for making war against Rome.)
"There was then at the court of Pyrrhus, a Thessalonian
named Cineas, a man of sound sense, and . . . who had devoted himself
to Pyrrhus in all the embassies he was employed in . . . and he
continued to heap honours and employments upon him. Cineas, now seeing
Pyrrhus intent upon his preparations for Italy, took an opportunity,
when he saw him at leisure, to draw him into the following
conversation: 'The Romans have the reputation of being excellent
soldiers, and have the command of many warlike nations: if it please
heaven that we conquer them, what use, Sir, shall we make of our
victory?' 'Cineas,' replied the king, 'your question answers itself.
When the Romans are once subdued, there is no town, whether Greek or
barbarian, in all the country, that will dare oppose us; but we shall
immediately be masters of all Italy, whose greatness, power, and
importance no man knows better than you.' Cineas, after a short pause,
continued. 'But, after we have conquered Italy, what shall we do next,
Sir?' Pyrrhus, not yet perceiving his drift, replied, 'There is Sicily
very near, and stretches out her arms to receive us, a fruitful and
populous island, and easy to be taken. . . .' 'What you say, my
prince,' said Cineas, 'is very probable; but is the taking of Sicily
to conclude our expeditions?' 'Far from it,' answered Pyrrhus, 'for if
heaven grant us success in this, that success shall only be the
prelude to greater things. Who can forbear Libya and Carthage, then
within reach? . . . And when we have made such conquests, who can
pretend to say that any of our enemies, who are now so insolent, will
think of resisting us?' 'To be sure,' said Cineas, 'they will not; . .
. But when we have conquered all, what are we to do then?' 'Why, then,
my friend,' said Pyrrhus, laughing, 'we will take our ease, and drink,
and be merry.' Cineas, having brought him thus far replied, 'And what
hinders us from drinking and taking our ease now, when we have already
those things in our hands, at which we propose to arrive through seas
of blood, through infinite toils and dangers, through innumerable
calamities, which we must both cause and suffer?'
"This discourse of Cineas gave Pyrrhus pain, but produced
no reformation. . . ."
Note 16. The term happiness is as heterogeneous as any other;
its only meaning is that the end of action is some state of
consciousness. Besides being as vague as possible this statement, in
the view of practically all thinkers on ethics who were not hoodwinked
by economic logic and the price system itself, is false.
Note 17. This reasoning refutes alike such classifications of
wants as Professor Everett has given in his very charming book on
Moral Values (chap. VII, esp. sec. 11) and the distinction between
industrial and pecuniary values already mentioned. All of Everett's
kinds of value are economic; in fact nearly any specific value belongs
to most of his classes.
In regard to "real ends," we should note the futile
quest of a Summum Bonum by ethical thinkers.
Note 18. For purposes of academic division of labour this will
have to be restricted by excluding the technological aspect of
adaptation and restricting economics to the general theory of
organization. Most of the attention will practically be given to the
theory of the existing organization, through private property
and competitive free exchange, which makes economics virtually the
science of prices. Our definition of the economic aspect of behaviour
includes not only technology as ordinarily understood but the
techniques of all the arts.
Note 19. That is, on the practical or conduct side. A word may
be in place as to the relation between economics as a science thus
broadly conceived and related sciences. Conduct is not co-extensive
with human behaviour; much of the latter is admittedly capricious,
irrational, practically automatic, in its nature. Different actions
have in various degrees the character of conduct, which we define with
Spencer as "the adaptation of acts to ends," or briefly,
deliberative or rational activity. Much that is at the moment
virtually reflex and unconscious is, however the result of habit or of
self-legislation in the past, and hence ultimately rational. But there
is a place for the study of automatic responses, or behaviourism, and
also for psychology, which should not be confused with the former.
We have by no means meant to repudiate the attempt of biology to
explain the end or motives which the science of conduct uses as data.
This is altogether commendable, as is also the effort to explain
biology in physico-chemical terms. These researches should be pushed
as far as possible; we object only to the uncritical assumption that
they have explained something when they have not, and to dogmatic
assertion (either way) as to how far it is intrinsically possible to
carry such explanations.
Note 21. It is impossible to discuss at length the relations
between historic (genetic) and scientific explanation. The distinction
is perhaps sufficiently well established to justify using the terms
without a lengthy philosophic analysis. Our point of view is not that
either of these is "higher" than the other, we merely insist
that they are different and that each can fulfil its special purpose
best by recognizing the difference.
Note 22. It was remarked early in the present discussion that
one leading school of ethicists (the hedonistic) merely enlarge the
principles of economics and do not believe in any other ethics.
Economists have usually held to this view -- the principle is the same
whether their good is called pleasure or want-satisfaction, so long as
it is held to be quantitative -- and now the same position is being
taken up by the realistic school of philosophers who regard value as a
real quality in things. Cf. R B. Perry, The Moral Economy.
Note 23. See essay on "The Moral Life," in the volume
entitled Creative Intelligence, by Dewey and others. Professor
R. B. Perry in a review as beautifully illustrates the inevitable
scientific economic reaction to this viewpoint. See International
Journal of Ethics, vol. 28, p. 119, where Professor Perry,
referring to the statement quoted above says, " . . . it cannot
appear to its author as it appears to me. I can only record my blank
amazement."
Note 24. There is obviously a need for a better terminology, if
history and criticism are to have their methods properly named and if
they are to be adequately distinguished from the "sciences."
Such adjectives as genetic and normative, used with the word science
are objectionable, but perhaps the best we can do. They do not
sufficiently emphasize the contrasts.
It should be noted that some writers have attempted to make
ethics scientific on the basis of somewhat different logical procedure
from that sketched above They regard the end of conduct as the
production of some "stage of consciousness" (pleasure or
happiness) but assume that the common-sense being does not know the
effects of acts and hence that special study of past experience (on
the basis of the post facto satisfaction of results) is
necessary to secure rules for guidance. This reasoning does not
separate ethics from economics, however, as it is again a mere
question of technique for securing recognized needs.