The Difficulties of Democracy |
[Reprinted in Land and Freedom,
September-October 1937 from the International Journal of Ethics]
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| Joseph Dana Miller was
during this period Editor of Land and Freedom. Many of the
editorials published were unsigned. It is therefore possible that
Miller was not the author of this article, although the content is
thought to be consistent with his own perspectives as Editor.
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"Of all forms of government democracy is the most difficult." Sir
Henry Sumner Maine.
"The difficulties of popular government which arise from the modern
military spirit and from the modern growth of irreconcilable parties
could not perhaps have been determined without actual experience.
But there are other difficulties which might have been divined because
they proceed from the inherent nature of democracy." Sir Henry
Sumner Maine.
Democracy contemplates no more than other forms
of government all seek to justify themselves as
serving best the happiness of the people. Democracy
claims for itself no other raison d'etre than a tempered
monarchy or an honest despotism. We have learned that
it is best that power should proceed from below rather
than from above, and that it is not safe to vest large powers
in any branch of government or any group of persons.
And we trust that the practical application of this theory
of government will give us all greater happiness, and that
civilization and progress are indissolubly connected with it.
Yet what we have termed the difficulties of democracy
remain. We have assumed that what stands in its path
are obstacles placed there by its foes, when in fact the chief
difficulties are inherent in democracy itself. We have
assumed that all that it was necessary to do was to place
power in the hands of the people, and liberty would be an
accomplished fact. We have assumed that democracy
would be attained by smashing institutions that impeded
it, and that all the rest was a triumphant march.
But democracy is not so much a system of people's
power as a state of social consciousness. But even with
this all is not attained, since the practical difficulties that
remain, defects of knowledge, unconscious bias, failure of
governmental machinery, or the natural propensity of
men to grasp power and of others to yield power to those
who authoritatively assert it, are appalling to whoever will
think of the possibility of a pure democracy.
It is seldom we reflect how young democracy really is.
We look in vain for any satisfactory democratic teachings
among the most eminent of the philosophers and thinkers.
Democratic tendencies in their writings we may discern
readily enough, with suggestions for more liberal laws, but
of democracy, as we of today understand it as a fundamental concept, hardly a trace. It might be thought that
here and there some thinker philosophically detached from
his times would have announced the discovery of democratic tenets. But no. Aristotle, who discovered more
than one important law of human association, could never
get away from the institution of slavery, founding the
argument for its necessity upon the deceptive analogy of
the subordination of body to soul, of appetite to intellect, of
the lower animals to man, and save the mark! of females
to males. We search the often illuminating but always
confused pages of Aristotle's "Politics" for what we of
today know as democracy. Even Milton's ideal republic
was an aristocracy. The real teachers of democracy have
only been rescued from obscurity within a time to which
the memory of men now living may travel back. Even
great democrats like Mazzini have not yet come into their
own.
Democracy is thus without a body of doctrine to which
it may successfully appeal. Nor has it anything but the
most imperfect historic examples at which to point. The
democracy of Athens was a rather exclusive government of
intellectuals based on slavery; the republican cities of the
Adriatic and even the Swiss cantons were administered in
accordance with aristocratic principles; even Cromwell's
commonwealth was a modified dictatorship. The French
Revolution alone at its inception provided the world with
an example of democracy, but it was more an aspiration
than an experience.
It has been said that "the remedy for the ills of democracy is more democracy." There is truth in this, but not
the whole truth. Those who are perplexed or disappointed
at the results of democracy should realize that the course
of development through which civilizations and peoples
must pass as analogous to that which confronts the infant
learning to walk. Democracy will stumble and lean upon
rotten pillars long before it learns to walk alone. Like the
Israelites it will return every now and then to its idols, and
set up brazen images of demagogues before which it will
prostrate itself, so that the very friends of democracy will
despair of its future.
The ills of democracy, then, are not all to be remedied
by more democracy. For they are inherent in democracy.
The methods by which it seeks to express itself will be
found to be halting, inarticulate, stammering. Universal
suffrage will not of itself bring democracy any nearer, nor
will the Initiative, Referendum and Recall. For these
offer no guaranty that the rights of minorities will be any
safer. Indeed there seems to be some reason for believing
that the rights of minorities have been established and
secured in fundamental law, by constitutional and court
decisions in the making of which majorities have had little
or nothing to do.
Until democracy shall agree as to what democracy is we
shall not move any nearer to its attainment. We have
certain democratic shibboleths such as "All men are born
equal," "Governments derive their just powers from the
consent of the governed," and "No taxation without
representation." We have of course never lived up to any
of them. We denied the first by the institution of slavery,
the second by our policy in the Philippines, the third
by the denial to women of the suffrage. Democracy is
like religion; men seldom live up to its professions.
If we have learned to believe whole-heartedly in democracy, wherefore our distrust of her? Is it that our doubts
speak more strongly than our faith? We hear that China
has become a republic, or that the Persians have established a parliamentary form of government. We sympathize, but we do so with caution. We say: It may be
well to wait. Maybe they are not yet ready for democracy. "Not ready for democracy?" says someone, indignantly; "are not the ills of democracy to be cured by
more democracy?" Maybe; but then again it may be
best to wait. There was Mexico with her Madero the
history is too recent to need more than just its mention.
Perhaps democracy is a lesson to be learned, learned
through suffering and travail reached through long and
tortuous journeying.* Maybe it is not something that
springs full-armed and perfected like Minerva from the
head of Jupiter. Maybe the cure for the ills of democracy
is not only more democracy, but more knowledge and
more love.
Why not recognize that democracy grows only as public
opinion grows in intelligence and toleration? Public
opinion as a governing force was born hardly more than a
hundred years ago. Its advent was heralded in France
by the ferment of revolution, in America by the Declaration of Independence, in England by the Reform Bills.
But none, even among the more intelligent and well-meaning statesmen of the time anterior to this, reckoned
with public opinion as a governing force. For there was no
such thing. Government to the masses of men merely
personified itself in the ruling power, and all but the very
few were gathered under the personal standards now of
one leader, and now of another.
Perhaps conservatives and democrats do not differ so
much as to the right of public opinion to govern in the
modern constitutional state. Where they differ is rather
on the question of the distribution of power, one side holding that the interests of the state are best conserved by
powers lodged with the possessors of a moderate amount
of property. The argument is that the stability of the
state is thus more fully assured. It must not be forgotten
that even the ideals of an aristocracy really contemplate the
public welfare, however inimical to such ideals may be the
practical administration of the aristocratic state.
Let it be remembered that no a priori justification of
democracy can be entertained. Let us dismiss from our
minds all such predilection founded upon early education,
frothy sentiment, or the rhodomontade of the mere demagogue. Aristocracy and democracy seeking the same goal
urge different paths to its attainment. Let us test each
working method by its results. We shall find that aristocracy has failed to justify itself. But we shall not there-
fore conclude that democracy is not without its grave difficulties. We shall find that these are many, that it has not
fulfilled its promises, and that of all governments it is the
one most prone to respond to the weaknesses of humanity
and to fall below the highest tests of intellectual worth.
The friends of democracy have failed in not always
clearly formulating the relations of democracy to the individual. So they have been compelled to face the sneers of
their opponents at "the sacred fifty-one per cent," and
the more serious arguments cited from the known tyrannies
of majorities. There have been real friends of liberty who
have distrusted democracy because they have contemplated
it from only one side, having favorable eyes only for those
forms of liberty that have been imposed upon the masses
by the gifted individuals of the race. They have not duly
considered those forms of liberty which have developed
from below the most lasting ones indeed rising from the
barely articulate aspirations of the masses and resistlessly
impelling the living currents of our progress. From this
partial view of the advance of the race has arisen the age-
long controversy between the friends of democracy and
those of its opponents who have loved liberty quite as
sincerely.
Even majority rule itself is not a principle; it is working method only. It is better that the majority should
rule even when wrong. For the minority, "the saving
remnant," may not hope to control a corrupt or ignorant
majority any more than that same majority may hope to
rise at once out of its ignorance and corruption. But it
will rise out of it in time. Time is the important element.
As Matthew Arnold has said in that wonderful essay entitled "Numbers"; "Immanuel and His reign, for the
eighth century before Christ, were fantastic. Immanuel
and the remnant could not come to reign under the conditions there and then offered them ; the thing was impossible."
For, of course, though we accept majority rule as a
working method, it is no more true than it ever was that
the majority really govern. For "the saving remnant,"
the active, enlightened, progressive spirits of a community,
are under majority rule its real governors if they are numerically powerful enough. Society presents itself somewhat
in this light as regards its governing elements. Two dominant forces confront each other, one with the lust of self-aggrandisement fortified by shrewd intellectual purpose
and the possession of special privilege, the other armed
chiefly with moral power seeking a better state. Between
these two battling elements, which are the real forces of
social government, are the majority under universal suffrage, sitting as arbiters or jury, animated by passions and
impulses noble or the reverse, and swayed now by one side
and now by the other.
Consider the course of elections. We imagine the issues
are fairly and clearly drawn. These may be the tariff,
anti-imperialism, the currency what you will. The campaign draws to a close; we are on the very eve of the day
when these questions are to be decided by vote. What
can be clearer than that they are to be determined in accordance with democratic methods and procedure by the
vote of all the people? The final decision may not be a
wise one, but we are at least to have an authoritative vote
on great questions of party policy which the people have
gravely weighed and considered.
But to what degree are these questions so decided?
We have all heard of "the psychology of the crowd."
Some "Burchardism" or Morey Letter Forgery, some
belated or scandalous rumor affecting the private life of
the candidate sprung at the last moment in the campaign,
too late to be successfully refuted, decides the issue, and
a great party is swept from power and great and momentous
policies deferred. These frequently, and not the issues,
are the explanation of the recurring swing of the political
pendulum.
It is impossible even to indicate the infinite number of
considerations consisting of prejudices, friendships, traditions, sudden apprehensions, et al, that determine elections.
We think the issues determine them. But to the extent
to which these considerations tend to obscure the "issues"
are we face to face with what I have called "the difficulties
of democracy."
What are the motives which chiefly animate the voters
at election time? Men do not vote because of questions
of small gains for themselves. This is why the democratic
party appeal for the remission of tariff taxes was so long
unavailing. Voters even when they had lost faith in
protection, were not greatly concerned if sugar cost a
penny more per pound, or cloth a few cents more per yard.
Nor had they the patience to follow the argument for increased production and commerce through the remission
of these taxes. But what seems a hopeless view of the
possibilities of democracy in considering the apathy of the
citizens in the mass on questions such as these is in reality
its chief hope. For men in the mass are mainly influenced
by their considerations of right and wrong. Only in this
way can they be strongly moved; and it is this ground that
is the practical justification of a working democracy.
The friends of the Initiative and Referendum think to
solve these difficulties by a system of direct voting upon
measures. But they have borrowed new difficulties for
those discarded. For as Austin has pointed out in his
"Jurisprudence," while the people are good judges of the
moral principles involved in legislation they are poor
judges of the practical results of law-making.
The proceedings of a legislature involve the consideration of thousands of bills, on only a small percentage of
which can representatives be said to have expressed an
opinion. Not infrequently it happens that legislatures are
called upon to pass upon questions which were not at all
questions in preceding elections. In such cases legislators
must pass upon matters in relation to which they have
received no instructions.
But the difficulty does not end here. Social relations
have become so complex that highly technical statutes
have to be framed to regulate them, and the ordinary
legislature in the nature of things is made up of men who
are only partially educated in the meaning of legal phraseology. They are therefore compelled to accept the interpretations furnished by people who are not disinterested.
This state of affairs gives the "lobby" its power. Sometimes the "lobby" is made up of agents of special interests
and sometimes of men employed by more or less public
spirited bodies seeking their ends for what they believe
to be the public welfare. These are the men who try to
have legislators accept their interpretation of the laws
they are called upon to enact. And it is upon such representation that laws are passed, for it may well be doubted
whether any laws are fully understood by even a small
minority of the men who enact them.
The difficulty is not diminished but rather increased by
referring such matters to referendum. For there will be
lobbyists for the people as well as for the legislators. The
great mass of the people can no more comprehend the
language of proposed laws than can their representatives.
They must take the explanation of those who set themselves up as guides of public opinion. And very often
such men are as untrustworthy as any other.
Theoretically we conceive of democracy as a system in
which all men shall have a voice in determining the character of the laws under which we live. But how shall we
exercise this power directly or indirectly? If indirectly
there is danger that the reins of government will slip into
the hands of privilege, and the laws become in reality
government by the few. Perceiving this the friends of the
Initiative and Referendum would resort to direct legislation. But the difficulty of obtaining an expression of
their will from democracies composed of widely differing
social elements must be recognized. The numbers to be
reckoned with are one difficulty; local interests are another;
unreasoning party traditions another; the failure of all
but a few minds to grasp the essentials of legislative proposals is another. These difficulties are increased rather
than diminished by the method of submitting such measures to popular vote.
One of the gravest objections to the continuous direct
appeal to the people on legislative matters, in addition to
the unnecessary strain it puts upon democracy, is the fact
that men in the mass are not influenced by reason, but by
emotion and sentiment. This is not a fact upon which
we need to commiserate humanity, but one indeed over
which to exult, since it enables mankind more clearly to
apprehend the abstract principles of Justice, Freedom and
Right, before which the unaided reason is apt to falter.
But the concrete matters of legislation that need for their
proper consideration the colder calculations of precedent
and incidence, are not so easily resolvable by men acting
through the ballot. Deliberate analysis is not possible to
the many acting in this way. Plebiscites will be much
nearer to the moral truth of a great principle than to its
concrete application.
Another of the difficulties, of democracy is the selection
of the right men to direct affairs. The honesty and efficiency of official functionaries are as important as the laws.
Even good laws may be administered by incapable officials
in a way to nullify them, and if laws are bad it is really
better that we have honest men to enforce them, since the
baneful effects of such laws will then be more clearly shown.
This is a phase of democracy which our too enthusiastic
friends of the Initiative and Referendum too often ignore.
As important as our legislation therefore is the character
of our nominating system.
Largely because of prevailing nominating systems political power tends to gravitate into the hands of groups of
men at the head of which we find the "boss," that phenomenon of democracy who is yet its antithesis. It is the few
the more gifted who must lead in science and literature.
Correspondingly, a few must lead in the politics of a democracy, but owing to the immaturity of political thought,
these are not the highly gifted nor even the highly moral…
Another danger is the tendency of large industrial,
(especially of semi-public,) corporations, to assert a power
independent of the state. This is peculiarly the case with
those corporations which possess powers to exclude competition, either by the nature of the functions they perform, or by the direct conferring upon them of such powers
by the state. Democracies are less vigilant in detecting
such forms of infringement which stronger governments,
being jealous of their prerogatives, are quick to suppress.
Until democracy shall perceive the nature and use of public
functions, and the degree of ownership or control it may
safely and legitimately exercise over them, they must
remain a constant menace to the stability and continuance
of democracy.
It is useless to deny, too, that the checks and balances
which from the very beginnings of government have been
urged as essential, were not intended to guard democracies
from a danger that is very real the power that tends to
further increase of power and because of this, that one
branch of government tends constantly to usurp functions which belong to other branches.
If it be the tendency of power to aggrandize power, then
it must be no less true of majorities than minorities.
Democracies with universal suffrage, unenlightened by
the severest knowledge, are likely to encroach upon the
liberties of minorities. Indeed this is one of the chief
difficulties to be guarded against. Though liberty is
always to be preferred, liberty without knowledge must
degenerate into license, and hence the inevitable reactions
and loss of liberty. The remedy is not in those self
imposed restraints upon democracy, but in the enlightenment without which democracy is no more to be preferred
than any other form of government.
Party spirit is another of the difficulties of democracy.
It is a melancholy history, that of the United States in the
more than fifty years of domination by the superstition
of party loyalty. It is no exaggeration to say that the
long life of both the Federals and Whigs, as well as that
of the Republican and Democratic parties in later years,
was due neither to the merits of the arguments advanced,
nor to any far-sighted leadership of party statesmen.
It is well that we learn in the consideration of this subject that forms of government have not the importance
they seem to have. Democratic forms do not of themselves insure democracy. That is, unconsciously, the
very grounds of the objection on which the opponents of
universal suffrage rest their case, and the friends of universal suffrage, in combating the arguments of their opponents, miss the point in the same way. For universal
suffrage is not democracy, but only one of the modes to
its attainment.
And now we come to the most serious of all the difficulties that democracy must face. Given an electorate with
a large proportion of its members steeped in poverty, and
thus open to the temptation of bribery, neither universal
suffrage, direct legislation, nor any perfection of purely
political forms in the direction of democracy, will avail.
Where opportunities for employment are a boon for which
men must struggle and sue, and are thus the easy prey of
vote-buyers on election day, or demagogues with their
insidious appeal at all times, the forms of democracy may
indeed exist, but the spirit has long since fled.
Despite some appearances to the contrary we have not
yet passed this danger. Our friends of the Direct Legislation movement tell us that "You can buy the legislature,
but you cannot buy the people." But unfortunately we
have more than one example of purchasable electorates.
Then, too, electorates are open to certain insidious forms
of appeal even when not directly purchasable, to which
legislatures are immune. This is obviously true when
the balance of power is in the hands of those whose bitter
necessities make a few dollars on election day, or some
little job with the city government, a great temptation.
It is not necessary that the entire community should be
corrupt; a small number may often be sufficient to decide
the issue between democracy on the one hand, and demagoguery or plutocracy on the other. These elements
in a democracy constitute its constant menace.
Until society is composed of men and women who have
sufficient leisure to study and digest public questions the
will of the majority can be little more than the cry of the
demagogue. Most people, as society is now constituted,
cannot pass intelligently upon general legislative questions.
Nor can these questions be safely left to any class in the
community, as history abundantly testifies. Power so
lodged has always been used for the selfish interest of the
ruling class.
Hence the hope of a true democracy must consist in
struggling toward a society in which the masses of men
will have such living conditions as will permit them to
devote much of the energy now directed to making a livelihood to the determination of public questions.
It may be objected that men who have abundant leisure
do not now so occupy their minds. But this objection
holds good only as leisure is a limited and not a general
possession. Poverty and wealth are alike temptations to
dissipation, in one case to woo forgetfulness, in the other
to occupy idleness.
It may be safely affirmed that democracy is only possible
under conditions where inequalities of fortune are not
greater than inequality of human intelligence and character. A system which tends to accentuate human inequality by giving to him that hath while robbing him
who is poorly endowed makes democratic government
impossible or impotent to work out its true destiny.
In conclusion, reasoners for or against democracy know
nothing of its true genesis, its actual life, or its real significance who know not the Economic Man. Political democracy is conditioned upon economic independence, is influenced by the flux of social forces more than by governmental forms. A portion of the people deprived of the
opportunity of making a livelihood the unemployed
have more power to determine whether democracies shall
live or die than the most perfectly framed hypothesis of
your political reformer. For not on forms does democracy so much depend as on the relation of Man to his
Job. Those who would establish democracy must found
it on the equality of economic opportunity.
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