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Democracy and Latin America |
[From an essay in the
book, One Earth, Four or Five Worlds: Reflections on
Contemporary History]
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For almost two centuries now, misapprehensions about the
historical reality of Latin America have been accumulating. Even the
names used to designate it are inexact: Latin America, Hispanic America,
Iberoamerica, Indio-america. Each of these names leaves out a part of
reality. Nor are the economic, social, and political labels that are
pinned on it any more apt. The notion of underdevelopment, for example,
can be applied to economics and technology, but not to art, literature,
ethics, or politics. The expression "Third World" is even
vaguer, a term that is not only imprecise but actually misleading: what
relation is there between Argentina and Angola, between Thailand and
Costa Rica, between Tunisia and Brazil?...
Architecture is the mirror of societies, but a mirror that shows us
enigmatic images that we must decipher. The opulence and refinement of
Mexico City or Puebla in the middle of the eighteenth century stand in
sharp contrast to the austere simplicity, bordering on poverty, of
Boston or Philadelphia. A deceptive splendor: what was a dawn in the
United States was a twilight in Hispanic America. Americans were born
with the Reformation and the Enlightenment -- that is, with the modern
world; we were born with the Counter-Reformation and Neo-Scholasticism
-- that is, against the modern world. We had neither an intellectual
revolution nor a democratic revolution of the bourgeoisie. The
philosophical foundation of the absolute Catholic monarchy was the body
of thought of Francisco Suarez and his disciples of the Society of
Jesus. These theologians renovated, with genius, traditional Thomism and
converted it into a philosophical fortress. The historian Richard Morse
has shown, with penetrating insight, that the function of Neo-Thomism
was twofold: on the one hand, at times explicitly and at others
implicitly, it was the ideological cornerstone of the imposing
political, juridical, and economic edifice that we call the Spanish
Empire; on the other, it was the school of our intellectual class and
modeled their habits and their attitudes. In this sense -- not as a
philosophy but as a mental attitude -- its influence still lingers on
among Latin American intellectuals.
In the beginning, Neo-Thomism was a system of thought aimed at
defending orthodox beliefs against Lutheran and Calvinist heresies,
which were the first expressions of modernity. Unlike the other
philosophical tendencies of that era, it was not a method for exploring
the unknown but a system for defending the known and the established.
The Modern Age began with a criticism of first principles;
Neo-Scholasticism set out to defend those principles and demonstrate
their necessary, eternal, and inviolable nature. Although this
philosophy vanished from the intellectual horizon of Latin America in
the eighteenth century, the attitudes and habits that were
consubstantial with it have persisted up to our own day. Our
intellectuals have successively embraced liberalism, positivism, and now
Marxism-Leninism; nonetheless, in almost all of them, whatever their
philosophy, it is not difficult to discern -- buried deep but still
alive -- the moral and psychological attitudes of the old champions of
Neo-Scholasticism. Thus they display a paradoxical modernity: the ideas
are today's; the attitudes yesterday's. Their grandfathers swore by
Saint Thomas and they swear by Marx, yet both have seen in reason a
weapon in the service of a Truth with a capital T, which it is
the mission of intellectuals to defend. They have a polemical and
militant idea of culture and of thought: they are crusaders. Thus there
has been perpetuated in our lands an intellectual tradition that has
little respect for the opinion of others, that prefers ideas to reality
and intellectual systems to the critique of systems. ...
... [I]t may be said that the nineteenth century began with three great
revolutions: those waged by the American colonies, by the French, and by
the nations of Latin America. All three won a victory on the
battlefield, but the political and social results were quite different
in each case. In the United States the revolution brought the birth of
the very first society that was wholly modern, despite the taint it bore
of black slavery and the extermination of the Indians. Although the
French nation suffered substantial and radical changes, the new society
that emerged from its revolution, as Tocqueville demonstrated, was in
many respects a continuation of the centralist France of Richelieu and
Louis XIV. In Latin America, the various peoples achieved independence
and began to govern themselves; the revolutionaries, however, did not
succeed in establishing, except on paper, regimes and institutions that
were truly free and democratic. The American Revolution founded a
nation; the French Revolution changed and renewed a society; the Latin
American revolutions failed to achieve one of their fundamental
objectives: political, social, and economic modernization.
The French and American revolutions were the consequence of the
historical evolution of the two nations; the Latin American movements
were limited to the adoption of the doctrines and programs of others. I
underscore the word: "adoption," not "adaptation."
In Latin America the intellectual tradition that, since the Reformation
and the Enlightenment, had shaped the minds and consciences of the
French and American elite, did not exist; nor did there exist the social
classes that corresponded, historically, to the new liberal and
democratic ideology. A middle class barely existed, and our bourgeoisie
had scarcely gone beyond the mercantilist stage. There had been an
organic relationship between the revolutionary groups in France and
their ideas, and the same thing can be said of the American Revolution;
in our case, ideas did not correspond to social classes. Ideas served
the function of masks; they were thus converted into an ideology, in the
negative sense of that word -- that is, into veils that interfere with
and distort the perception of reality. Ideology converts ideas into
masks: they hide the person who wears them, and at the same time they
keep him from seeing reality. They deceive both others and ourselves.
...
... On the collapse of the Spanish Empire and its administration, power
fell into the hands of two groups: economic power fell to the native
oligarchs, political power to the military. The oligarchies did not have
sufficient power to govern in their own name. Under the Spanish regime,
civil society, far from prospering and developing as it had elsewhere in
the West, had lived in die shadow of the State. The focal reality in our
countries, as in Spain, was the patrimonialist system. Under this
system, the head of government -- prince or viceroy, caudillo or
president -- directs the State and the nation as an extension of his own
patrimony-that is, as though it were his own household. The oligarchies,
made up of owners of large estates and traders, had lived in
subordination to authority and lacked both political experience and
influence on the populace. On the other hand, the ascendancy of the
clergy was enormous, as was, though to a lesser degree, that of lawyers,
doctors, and other members of die liberal professions. These groups --
the seed of the modern intellectual class -- embraced, immediately and
fervently, the ideologies of the era, some liberal and others
conservative. The other force, the decisive one, was the military. In
countries without democratic experience, with rich oligarchies and poor
governments, the struggle between political factions inevitably led to
violence. The liberals were no less violent than the conservatives --
or, rather, they were as fanatical as their adversaries. The endemic
civil war produced militarism, and militarism produced dictatorship.
For more than a century, Latin America has lived amid disorder and
tyranny, anarchical violence and despotism. Attempts have been made to
attribute the persistence of these evils to the absence of the social
classes and the economic structures that made democracy possible in
Europe and in the United States. That is quite true: we have lacked
really modern bourgeoisies; the middle class has been weak and
numerically small; the proletariat is recent. But democracy is not
simply the result of the social and economic conditions inherent in
capitalism and the industrial revolution. Castoriadis has shown that
democracy is a genuine political creation -- that is to say, a
totality of ideas, institutions, and practices that constitute a
collective invention. Democracy has been invented twice, once in
Greece and again in the West. In both cases it was born of die
conjunction of die theories and ideas of several generations and die
actions of different groups and classes, such as die bourgeoisie, die
proletariat, and other sectors of society. Democracy is not a
superstructure, but a popular creation. Moreover, it is die condition,
die basis, of modern civilization. ...
... [I]t is significant that die frequency of military coups d'etat has
never obscured die principle of democratic legitimacy in die awareness
of our peoples. Its moral authority has never been challenged. Hence,
invariably, on taking over power, all dictators solemnly declare that
their rule is provisional and that they are prepared to restore
democratic institutions die moment circumstances permit. They very
seldom keep their promise, it is true; but this does not matter. What
strikes me as revealing and worth stressing is that they feel obliged to
make die promise. This is a phenomenon of major importance, die meaning
of which very few have pondered: until die second half of die twentieth
century, no one dared challenge die proposition that democracy
represents historical and constitutional legitimacy in Latin America.
Our nations were democratic by birth, and, despite crimes and tyrannies,
democracy was a sort of historic act of baptism for our peoples. The
situation has changed in die last twenty-five years, and this change
calls for comment.
Fidel Castro's movement stirred the imagination of many Latin
Americans, particularly students and intellectuals. He appeared as the
heir to the great traditions of our peoples: the independence and unity
of Latin America, anti-imperialism, a program of radical and necessary
social reforms, the restoration of democracy. One by one these illusions
have vanished. The story of the degeneration of the Cuban Revolution has
been recounted a number of times, among others by such direct
participants in the revolution as Carlos Franqui, so I shall not repeat
the details yet again. I shall merely note that the unfortunate
involution of the Castro regime has been the result of a concatenation
of circumstances: the very personality of the revolutionary leader, who
is a typical Latin American caudillo in the Hispano-Arabic
tradition; the totalitarian structure of the Cuban Communist Party,
which was the political instrument for the imposition of the Soviet
model of bureaucratic domination; the insensitivity and obtuse arrogance
of Washington, especially during the first phase of the Cuban
Revolution, before it was taken over by the communist bureaucracy; and
finally, as in the other countries of Latin America, the weakness of our
democratic traditions. This last circumstance explains why, even though
its despotic nature becomes more palpable and the failures of its
economic and social policy more widely known with each passing day, the
regime still preserves part of its initial ascendancy among young
university students and certain intellectuals. ...
I have already pointed out that Latin American dictatorships consider
themselves to be exceptional, provisional regimes. None of our
dictators, not even the most brazen of them, has ever denied the
historical legitimacy of democracy. The first regime to have dared to
proclaim a different sort of legitimacy was Castro's. The foundation of
his power is not the will of the majority as expressed by free and
secret vote, but a conception that, despite its scientific pretensions,
bears a certain resemblance to the Mandate of Heaven of ancient China.
This conception, fabricated out of bits and pieces of Marxism (both the
true variety and the apocryphal ones), is the official credo of the
Soviet Union and of the other bureaucratic dictatorships. I shall repeat
the hackneyed formula: the general, ascendant movement of history is
embodied in a class, the proletariat, which hands it over to a party,
which delegates it to a committee, which entrusts it to a leader. Castro
governs in the name of history. Like divine will, history is a superior
authority, immune to the erratic and contradictory opinions of the
masses. ...
... [T]he absolute monarch exercised power in the name of a superior
and supernatural authority, God; in totalitarianism, the leader
exercises power in the name of his identification with the party, the
proletariat, and the laws that govern historical development. The leader
is universal history in person. The transcendent God of the theologians
of the sixteenth and seventeenth centuries descends to earth and becomes
"the historical process"; "the historical process"
in turn becomes incarnate in this or that leader: Stalin, Mao, Fidel.
Totalitarianism usurps religious forms, empties them of their content,
and cloaks itself with them. Modern democracy had completed the
separation between religion and politics; totalitarianism unites them
once more, but they are now inverted: the content of the politics of the
absolute monarch was religious; today politics is the content of
totalitarian pseudo-religion.
The antidemocratic nature of this conception is as disturbing as its
pseudo-scientific pretensions. Not only are the acts and the politics of
the Castro regime a negation of democracy; so, likewise, are the very
principles on which it is founded. In this sense the Cuban bureaucratic
dictatorship is a real historical novelty on our continent: with it
began not socialism but a "revolutionary legitimacy" aimed at
taking the place of the historical legitimacy of democracy. Thus the
tradition on which Latin America was founded has been broken. ...
The problems of Latin America, it is said, are those of an
underdeveloped continent, yet the term "underdeveloped" is
misleading: it is not a description but a judgment That statement says
something without explaining. Under-development of what, why, and in
relation to what model or paradigm? It is a technocratic concept that
disdains the true values of a civilization, the physiognomy and soul of
each society, an ethnocentric concept. This does not mean that we should
ignore the problems of our countries: economic, political, and
intellectual dependence on the outside, iniquitous social inequalities,
extreme poverty side by side with wealth and extravagance, lack of civil
freedoms, repression, militarism, unstable institutions, disorder,
demagogy, mythomania, empty eloquence, falsehood and its masks,
corruption, archaic moral attitudes, machismo, backward technology and
scientific lag, intolerance in the realm of opinion, belief, and mores.
The problems are real; are the remedies equally real? The most radical
of them, after twenty-five years of application, has produced the
following results: the Cubans today are as poor as or poorer than they
were before, and far less free; inequality has not disappeared: the
hierarchies are different, and yet they are not less rigid but more
rigid and draconian; repression is like the island's heat: continuous,
intense, and inescapable; it continues to be economically dependent on
sugar, and politically dependent on the Soviet Union. The Cuban
Revolution has petrified: it is a millstone about the people's neck. At
the other extreme, military dictatorships have perpetuated the
disastrous and unjust status quo, abolished civil rights,
practiced the crudest repression, succeeded in resolving none of the
economic problems, and in many cases exacerbated the social ones. And,
gravest of all, they have been and are incapable of resolving the
central political problem of our societies: that of the succession --
that is, of the legitimacy -- of governments. Thus, far from doing away
with instability, they foster it.
Latin American democracy was a late arrival on the scene, and it has
been disfigured and betrayed time and time again. It has been weak,
hesitant, rebellious, its own worst enemy, all too eager to worship the
demagogue, corrupted by money, riddled with favoritism and nepotism. And
yet almost everything good that has been achieved in Latin America in
the last century and a half has been accomplished under democratic rule,
or, as in Mexico, a rule heading toward democracy. A great deal
still remains to be done. Our countries need changes and reforms, at
once radical and in accord with the tradition and the genius of each
people. In countries where attempts have been made to change the
economic and social structures while at the same time dismantling
democratic institutions, injustice, oppression, and inequality have
become stronger forces than ever. The cause of the workers requires,
above all else, freedom of association and the right to strike, yet this
is the very first thing that their liberators strip them of. Without
democracy, changes are counterproductive; or, rather, they are not
changes at all.
To repeat again, for on this point we must be unyielding: changes are
inseparable from democracy. To defend democracy is to defend the
possibility of change; in turn, changes alone can strengthen democracy
and enable it to be embodied in social life. This is a tremendous,
twofold task Not only for Latin Americans: for all of us. The battle is
a worldwide one. What is more, the outcome is uncertain, dubious. No
matter: the battle must be waged.
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